By Brad Lander

The purpose of bail is to ensure that a person who is arrested returns to court for trial. However, in practice, the impact of bail has been to detain tens of thousands of New Yorkers, presumed innocent, before trial and cost low-income families tens of millions of dollars every year. To address these concerns, in April 2019 the New York State Legislature passed sweeping reforms to state bail laws. The guiding principle was that no one should be jailed because they are too poor to pay bail. The law prohibited bail-setting for most misdemeanor and non-violent felony charges, required judges to consider a person’s ability to pay before setting bail, and required that defendants have at least three options for making bail, including less onerous options. In the ramp-up to implementation of bail reform on January 1, 2020, the jail population dropped quickly, falling from about 7,100 on November 1, 2019 to 5,800 on January 1, 2020 and to 5,500 on February 1, 2020. When COVID-19 hit the city in March 2020, the jail population fell further, temporarily falling below 4,000 as arrests dropped and efforts were made to reduce the incarcerated population, including those at greater risk of severe illness, during the pandemic

New York: Office of the City Comptroller, Bureau of Budget and Bureau of Policy and Research 2022. 17p.

By Maisie Karam, Jennifer Lukassen, Zoran Miladinovic, and Marnie Wallace

The efficiency and effectiveness of the Canadian criminal justice system has been a key focus of national discussion in recent years. Despite recent declines in the crime rate and a decreasing number of completed court cases nationally, charges in Canadian criminal courts have been taking longer to complete over the past decade (Miladinovic 2019b). This apparent disconnect has resulted not only in the Supreme Court of Canada’s R. v. Jordan decision (see Text Box 2) which imposed a presumptive ceiling for completing criminal court cases beyond which the delay is considered unreasonable, but has also sparked renewed interest in improving and measuring the efficiency of the current criminal justice system.

The Department of Justice Canada undertook a criminal justice system review starting in 2015 and spanning a three-year period, in which stakeholders, partners and Canadians were consulted on their ideas regarding how to strengthen and modernize the criminal justice system (Department of Justice Canada 2019a). Throughout this review, participants highlighted a number of key concerns, including lengthy delays for a case to get to trial, long case processing times, and a court system that is overly occupied with relatively minor administration of justice offences.

Around the same time, the Standing Senate Committee on Legal and Constitutional Affairs was mandated to review the roles of the Government of Canada and Parliament in addressing court delays. In addition to releasing 50 recommendations, the final report, Delaying Justice is Denying Justice: an Urgent Need to Address Lengthy Court Delays in Canada (2017), identified a number of factors contributing to lengthy delays including a lack of robust case management, a shortage of judges, prosecutors and courtrooms, as well as the increasing complexity of criminal trials.

Lengthy trials and other delays in court case processing have a significant impact on both accused persons and victims, as the stress of waiting for a resolution is made worse by each adjournment. Further, lengthy and delayed criminal proceedings have an impact on the quality and reliability of evidence (Senate Canada 2017). Ongoing and repeated delays in the court system can also diminish public confidence in the criminal justice system, which is fundamental to its operation.

Recent attempts have been made to address the inefficiencies that have been identified, including the introduction of former Bill C-75 (An Act to amend the Criminal Code, the Youth Criminal Justice Act and to make consequential amendments to other Acts),Note which is intended to modernize the criminal justice system and reduce delays (Department of Justice Canada 2019b).

Historically, data from the Integrated Criminal Court Survey (ICCS) has focused on completed cases, allowing for a retrospective look at the work that has been completed by the courts. The national conversation on court efficiency, however, now requires the ability to analyze the full scope of work going on in the court system, including ongoing or active cases. The full extent of the challenges faced by the Canadian criminal justice system, as well as any future progress, can only be known through the ongoing measurement of various aspects of court workload and case processing.

This report introduces a series of new criminal court workload and case processing indicators (see Text Box 1) based on open cases in order to add to the ongoing conversation about the efficiency of criminal courts in Canada. The development of these new indicators was made possible because of strong collaborative partnerships with key stakeholders. The Canadian Centre for Justice and Community Safety Statistics (CCJCSS) at Statistics Canada would like to acknowledge those who shared in the growing interest to expand the standard ICCS indicators in order to address existing data gaps, in particular, the Sub-Committee on Court Statistics (CSI) for the Steering Committee on Justice Efficiencies and Access to the Justice System and the Heads of Court Administration, Court Statistics and Information Sub-Committee (HoCA CSI).

The analysis in this Juristat is divided into seven sections. The first looks at the inventory of open cases and addresses such questions as: how many court cases start in a given year, and how many are open at a given time? What do open cases look like? The second section begins to analyze the age of open cases. The third section focuses on at-risk cases, specifically how many are potentially at risk of being stayed due to unreasonable delays. The fourth section examines completion rates. An analysis of case processing times makes up the fifth section of the report. The sixth section focuses on court workload and attempts to answer questions concerning how much overall work goes into closing cases. The final section addresses court backlog and analyzes the courts’ ability to meet the demands of incoming cases. Throughout the report, trends are presented for the last 10-years, as well as by offence, province and territory, and court level where relevant.

Ottawa: Statistics Canada, 2020. 31p.

By Steering Committee on Justice Efficiencies and Access to the Justice System

A sub-committee of the Steering Committee on Justice Efficiencies and Access to the Criminal Justice System was formed to examine therapeutic courts in Canada, ascertain how well they were functioning, and identify best practices. A plan was formed to conduct a jurisdictional scan focused on mental health and drug treatment courts. (Other therapeutic courts, such as domestic violence courts and “Gladue” courts for Indigenous offenders, were outside the scope of the scan due to the constraints of time and the need to focus the inquiries.) Group interviews were arranged with judges, lawyers, and treatment providers from across Canada who work in these courts. The general topics that were covered in the interviews were: 1) Barriers to access and success; 2) Best practices; and 3) Evaluation methods. The authors of this report hope that this report can, in some way, serve to support, enhance, and contribute to the extensive body of knowledge held by the dedicated professionals who serve in these courts and who are passionately committed to improving the well-being of their communities.

Vancouver, BC: ICCLR, 2021. 142p.

By Mari McGilton; William Adams; Julie Samuels; Jessica Kelly; aND Mark A. Motivans

This report provides details on the sentences of persons in federal prison at fiscal yearends 2013–2018. Since 2012, federal policy changes related to both U.S. sentencing guidelines and the use of mandatory minimum penalties have affected persons held in Federal Bureau of Prisons (BOP) facilities for drug offenses. The report describes four policies that are particularly relevant to this population: Smart on Crime, Drugs Minus Two, the Clemency Initiative, and the First Step Act. Findings in this report are based on fiscal yearend 2013–2018 prison records from the BOP that were linked to fiscal years 1994–2018 sentencing records from the U.S. Sentencing Commission.

Highlights:

• At fiscal yearend 2018, about 47% (71,555) of persons in Federal Bureau of Prisons (BOP) custody were sentenced for drug offenses.

• The number of people in federal prison for drug offenses decreased 24% during the 5-year period from fiscal yearend 2013 to fiscal yearend 2018.

• The number of people in BOP custody decreased from fiscal yearend 2013 to fiscal yearend 2018 for marijuana (down 61%), crack cocaine (down 45%), powder cocaine (down 35%), and opioids (down 4%), while there were increases for heroin (up 13%) and methamphetamine (up 12%).

• The number of people in federal prison for drug offenses who were eligible for mandatory minimum penalties declined 33% during the 5-year period, as did the number who ultimately received penalties (down 26%) and received relief from penalties (down 52%).

  Washington, DC: U.S. Department of Justice Office of Justice Programs Bureau of Justice Statistics, 2023. 28p.

By National Center for State Courts

In August 2020, the National Center for State Courts launched the Just Horizons initiative to explore the changing needs of the judicial system and those who use it. The initiative was conceived in 2019 in preparation for the Center’s celebration of its 50th anniversary in 2021. At that time, we had no idea that the initiative would be launched amid a global pandemic and intense social and political unrest at home and abroad. These events only crystallized the importance of our effort to better anticipate and understand emerging social, technological, and environmental trends that also could disrupt the meaningful delivery of justice by our nation’s courts. Courts play a vital role in our American system of democracy. They safeguard the rule of law, ensuring a level playing field for all who seek assistance based on the laws passed by legislatures and established in the Constitution. This traditional role of courts, however, is under threat in these volatile and uncertain times of rapid social and technological change. It is up to those of us who work in and with courts to ensure the long-term future viability of our courts. This report offers a path forward on that journey. The Just Horizons initiative, led by a Council of court leaders and scholars, explored driving forces of change in society that could impact the work of courts in the future, developed scenarios of possible futures based on the drivers of change, and identified key areas of vulnerability we should bolster now to ensure a resilient and robust functioning court system no matter how the future unfolds. Tackling these court system vulnerabilities requires a concerted and sustained effort by all who work in and use the courts. The report’s suggested strategies for moving forward are illustrative of actions that can be taken at the individual, community, and national level. We recognize that state courts vary significantly in terms of their size, resources, governance structures, and specific needs and challenges. Thus, the strategies offer a starting point to implement as is, customize, or generate additional ideas for readying our courts for the future. We need to act now. If the events of the last two years have taught us anything, it is that courts can be innovative and forward-thinking. Our challenge is to embrace that lesson and build on it rather than slipping back into complacency. Working together, we can ensure that courts continue to light the path of those seeking justice well into the future.

Williamsburg, VA: National Center for State Courts, 2022. 68p.

By Shamena Anwar Shawn Bushway, John Engberg

Roughly half of U.S. counties do not provide defense counsel at bail hearings, and few studies have documented the potential impacts of legal representation at this stage. This paper presents the results from a field experiment in Allegheny County, Pennsylvania, that provided a public defender at a defendant’s initial bail hearing. The presence of a public defender decreased the use of monetary bail and pretrial detention without increasing failure to appear rates at the preliminary hearing. The intervention did, however, result in a short-term increase in rearrests on theft charges, although a theft incident would have to be at least 8.5 times as costly as a day in detention for jurisdictions to find this tradeoff undesirable.

Sci. Adv. 9, eade3909 (2023) 5 May 2023

By Mario Salas and Angela Ciolfi

Across the country, millions of people have lost their licenses simply because they are too poor to pay, effectively depriving them of reliable, lawful transportation necessary to get to and from work, take children to school, keep medical appointments, care for ill or disabled family members, or, paradoxically, to meet their financial obligations to the courts. State laws suspending or revoking driver’s licenses to punish failure to pay court costs and fines are ubiquitous, despite the growing consensus that this kind of policy is unfair and counterproductive. Fortythree states and the District of Columbia use driver’s license suspension to coerce payment of government debts arising out of traffic or criminal convictions. Most state statutes contain no safeguards to distinguish between people who intentionally refuse to pay and those who default due to poverty, punishing both groups equally harshly as if they were equally blameworthy. License-for-payment systems punish people—not for any crime or traffic violation, but for unpaid debts. Typically, when a state court finds a person guilty of a crime or traffic violation, it orders the person to pay a fine or other penalty along with other administrative court costs and fees. If the person does not pay on time, the court or motor vehicle agency can—and in some states, must—punish the person by suspending his or her driver’s license until the person pays in full or makes other payment arrangements with the court. By cutting people off from jobs, license-for-payment systems create a self-defeating vicious cycle. A state suspends the license even though a person cannot afford to pay, which then makes the person less likely to pay once he or she cannot drive legally to work. The person now faces an unenviable choice: drive illegally and risk further punishment (including incarceration in some states), or stay home and forgo the needs of his or her family. In this way, license-for-payment systems create conditions akin to modern-day debtor’s prisons. Despite their widespread use, license-for-payment systems are increasingly drawing critical scrutiny from motor vehicle safety professionals, anti-poverty and civil rights advocates, and policymakers. new state- based advocacy campaigns across the country have produced reforms by way of the courts, legislatures, and executive agencies. To provide national context for these efforts, we analyzed license-for-payment systems in all 50 states and the District of Columbia to generate conclusions about the prevalence and uses of license-for-payment.

Charlottesville, VA: Legal Aid Justice Center, 2017. 20p.

By Stephanie Agnew

Across the country, regressive court fines, administrative costs, and filing fees are functioning to penalize people solely for their poverty.

Court costs, fines, and fees (also known as “monetary sanctions”) exist in both the civil and criminal realms of the justice system and are applied in all 50 states. Illinois, specifically, imposes a panoply of these costs in connection with various proceedings and convictions in both civil and criminal courts, with approximately 90 distinct fines or fees on the books today. These racked charges include, among others: “reimbursement” fees to police, prosecutors, and public defenders; probation oversight fees; costs for electronic monitoring bracelets, drug-testing, participation in court-ordered programs; fees for document storage and delivery; and many more. In Illinois, there is no limit to the amount of money that can be sanctioned in a single case.

Chicago: Chicago Appleseed and Chicago Council of Lawyers, 2020. 43p.

By Mary Pattillo and Gabriela Kirk

Economic sociologists have documented the rise of financialization, including credit and debt. In the case of monetary sanctions in the criminal legal system, courts frequently extend payment plans—or “layaway”—as a way for defendants to manage financial court debt and gain their freedom. Using 241 hours of courtroom ethnography and 155 interviews with court actors and people paying their court debt in Illinois, the authors offer a microsociology of financialization that shows how the creditor/debtor relationship commodifies freedom, confuses and suffuses court processes, amplifies control, and expands the financial sector into domains that obligate participation. Layaway freedom represents a case of coercive financialization, or the externally imposed, involuntary, or last-resort entry into financial engagements. The manipulation of money and time achieves disproportionate punishment that is multiplicative, rather than simply additive, all under the guise of routine financial responsibility. The authors discuss implications of these concepts for both economic and criminal-legal sociology

American Journal of Sociology, Volume 126 Number 4 (January 2021): 889–930

By Hayley Hahn

In recent decades, states and municipalities have increasingly relied on court fines and fees to overcome budget shortfalls. Existing literature underscores the varied and adverse impacts of court debt, as well as the disproportionate incidence of such debt on people of color and poor people of all races. Yet, few pieces of scholarship directly link increased imposition of court fines and fees to decreased dependence on traditional progressive taxes. This article aims to fill the gap. Using the Law and Political Economy (LPE) framework, I argue that increased imposition of court debt derives from heightened antitax sentiment and the erosion of the state and local tax bases. In the process, I contend, the tax and court debt systems reflect and exacerbate racial inequality. I conclude by proposing a conceptual framework to abate reliance on court debt, advancing the LPE mission.

Journal of Law and Political Economy, 2(1) 2021.

By Kathleen Powell

This study identifies the correlates of legal financial obligation (LFO) debt repayment among persons sentenced to probation and transferred to a specialized collections unit. Using bivariate tests and logistic regression, results indicate that starting balance amounts, monthly payment amounts, and enforcement actions (capias warrant) are the strongest influences on the likelihood of full debt repayment. These results indicate that some persons will struggle to repay their LFO balances if amounts assessed are in excess of their means, even in an institutional context adopting an individualized, flexible, and non-punitive approach to collections. Policy implications suggest a need for reform at the point of LFO assessment to avoid imposing obligations that are unreasonable to individuals’ ability to repay.

Social Sciences 10: 433., 2021.https://doi.org/10.3390/ socsci10110433

By Aravind Boddupalli and Livia Mucciolo

State and local governments collected $16 billion in fiscal year 2019 from financial penalties imposed on people who had contact with the justice system, according to US Census Bureau data. These penalties included speeding tickets (including those from automated traffic cameras), parking tickets, court-imposed administrative fees, and forfeitures or seizures of property believed by law enforcement officials to be connected to crimes. In total, fines, fees, and forfeitures account for less than 1 percent of total state and local general revenue, but the way they are enforced can create unjust burdens. These financial penalties often disproportionately fall on low-income people of color, particularly Black people (O’Neill, Kennedy, and Harris 2021; Sances and You 2017). In addition, consequences for those unable to pay can be severe (Menendez et al. 2019). Reliance on fines, fees, and forfeitures as a revenue source can also engender conflicts of interest for government officials. For example, states and localities have ramped up speeding ticket enforcement and arrests for various violations in response to budgetary shortfalls and political pressures (Makowsky, Stratmann, and Tabarrok 2019). In this report, we first examine how much states and localities report collecting from fines, fees, and forfeitures, highlighting the states and localities most reliant on them as a revenue source. While the average state and local share of revenue from fines, fees, and forfeitures is relatively small, these shares are larger for some local governments, especially small cities. We then explore how revenue from some fines and fees (we exclude forfeitures from this analysis) are allocated in each of the 50 states, the District of Columbia, and a handful of cities. We specifically focus on speeding tickets as an illustrative example. Overall, we find that in at least 43 states, some portion of speeding ticket revenue is allocated toward a court or law enforcement fund. This finding reveals the potential for conflicts of interest and misaligned fiscal incentives. That is, police officers and judges might levy fines and fees with the intent of funding their respective agencies, as was demonstrated by the 2015 US Department of Justice investigation into Ferguson, Missouri’s police department (US Department of Justice 2015). We additionally find that many states use fines and fees to fund general government services unrelated to cost recovery for the justice system, such as special funds for health care or highway initiatives.

Washington, DC: The Urban Institute, 2022. 39p.

By Carl Lieberman, Elizabeth Luh and Michael Mueller-Smith

Millions in the United States face financial sanctions in the criminal court system each year, totaling over $27 billion in overall criminal debt. In this study, we leverage five distinct natural experiments across multiple states using regression discontinuity designs to evaluate the causal impact of these sanctions. We consider a range of long-term outcomes including employment, recidivism, household expenditures, and other self-reported measures of well-being, measured using a combination of administrative records on earnings and employment, the Criminal Justice Administrative Records System, and household surveys. We find consistent evidence across the range of natural experiments and subgroup analyses of precise null effects on the population, ruling out long-run impacts larger than +/-3.6% on total earnings and +/- 4.7% on total recidivism. These results are inconsistent with theories of criminal debt poverty traps but also do not justify using financial sanctions for local revenue or as a crime control tool.

Unpublished paper, 2023. 54p.

By Matthew Menendez, Michael F. Crowley, Lauren-Brooke Eisen, and Noah Atchison

The past decade has seen a troubling and well-documented increase in fees and fines imposed on defendants by criminal courts. Today, many states and localities rely on these fees and fines to fund their court systems or even basic government operations.

A wealth of evidence has already shown that this system works against the goal of rehabilitation and creates a major barrier to people reentering society after a conviction.

They are often unable to pay hundreds or thousands of dollars in accumulated court debt. When debt leads to incarceration or license suspension, it becomes even harder to find a job or housing or to pay child support. There’s also little evidence that imposing onerous fees and fines improves public safety.

Now, this first-of-its-kind analysis shows that in addition to thwarting rehabilitation and failing to improve public safety, criminal-court fees and fines also fail at efficiently raising revenue.

The high costs of collection and enforcement are excluded from most assessments, meaning that actual revenues from fees and fines are far lower than what legislators expect. And because fees and fines are typically imposed without regard to a defendant’s ability to pay, jurisdictions have billions of dollars in unpaid court debt on the books that they are unlikely to ever collect. This debt hangs over the heads of defendants and grows every year.

This study examines 10 counties across Texas, Florida, and New Mexico, as well as statewide data for those three states. The counties vary in their geographic, economic, political, and ethnic profiles, as well as in their practices for collecting and enforcing fees and fines.

New York: Brennan Center for Justice at New York University School of Law 2019. 68p.

By Hannah Jeffery

This briefing seeks to inform the development of the Specialist Sexual Violence Court (SSVC) pilots and other projects to address the response to sexual violence in the criminal justice system.

It introduces the challenges that the system faces in processing sexual violence cases and the barriers experienced by victim-survivors. Through qualitative interviews with Independent Sexual Violence Advocates, and drawing on the policy landscape and the evidence-base, we outline six considerations for implementing SSVC pilots in the UK.

London: Centre for Justice Innovation, 2022. 13p.

By John W. Wertheimer

This first title in the “Law, Literature & Culture” series uses six legal disputes from the South Carolina courts to illuminate the complex legal history of race in the U.S. South from slavery through Jim Crow. The first two cases—one criminal, one civil—both illuminate the extreme oppressiveness of slavery. The third explores labor relations between newly emancipated Black agricultural workers and white landowners during Reconstruction. The remaining cases investigate three prominent features of the Jim Crow system: segregated schools, racially biased juries, and lynching, respectively. Throughout the century under consideration, South Carolina’s legal system obsessively drew racial lines, always to the detriment of non-white people, but it occasionally provided a public forum within which racial oppression could be challenged. The book emphasizes how dramatically the degree of legal oppressiveness experienced by Black South Carolinians varied during the century under study, based largely on the degree of Black access to political and legal power.

Amherst College Press, 2023.

By Lisa Keen and Suzanne B. Goldberg

n 1992, the voters of Colorado passed a ballot initiative amending the state constitution to prevent the state or any local government from adopting any law or policy that protected a person with a homosexual, lesbian, or bisexual orientation from discrimination. This amendment was immediately challenged in the courts as a denial of equal protection of the laws under the United States Constitution. This litigation ultimately led to a landmark decision by the United States Supreme Court invalidating the Colorado ballot initiative. Suzanne Goldberg, an attorney involved in the case from the beginning on behalf of the Lambda Legal Defense and Education Fund, and Lisa Keen, a journalist who covered the initiative campaign and litigation, tell the story of this case, providing an inside view of this complex and important litigation.

Ann Arbor, MI: University of Michigan Press, 1998.

Edited by Michiel Van der Wolf

This edited collection provides an interdisciplinary and cross-national perspective on safeguarding the quality of forensic assessment in sentencing offenders. Taking an in-depth look at seven different Western countries, each chapter provides an overview of the role of assessment in sentencing offenders, as well as a focus on formal ways in which the respective country’s legal system and disciplinary associations protect the quality of forensic assessment. Each chapter explores how to assure better decision making in individual cases based on assessments of psycholegal concepts such as mental disorder/insanity, criminal responsibility and dangerousness. Combining the perspectives of lawyers, legal scholars, and clinicians working in the field, this book is essential for those working in and with forensic assessment.

New York; London: Routledge, 2022. 281p.

By S. C. Leung

Overview: “Handwriting is produced by finely coordinated and precisely articulated movements of the hand, finger, and arm, manipulating a tool which leaves a trace on a surface with the ultimate control being responsible – the brain. It is a very complex activity requiring intelligence that distinguishes human being from the rest of the animal species. By way of writing, the author can convey and preserve ideas or information. With the advancement of technology, the writing instrument changes considerably, but handwriting, being the most personal and immediate means of graphic communication, and the movements associated with it remain virtually the same since the creation of the strokes and the alphabets..”

Scientific Consultancy Limited, Hong Kong, China.

By Kim Thomas

Summary The Prevention of Organised Crime Act’s anti-gang provisions are not meeting their objectives. They were originally meant to fill the gaps in common law and help prosecutors gain convictions for gang-related crimes. But the act is severely underutilised for these specific crimes. For this paper’s recommendations to have a substantial effect on addressing organised crime, the various departments involved in South Africa’s criminal justice process need to be cleaned up and resources improved. Key points • Post-apartheid South Africa experienced an increase in organised crime and gangrelated activity. The South African legislature responded with enacting the Prevention of Organised Crime Act in 1999 and specifically addressed criminal gang activity, money laundering and racketeering. • Over 20 years later, very few gang-related cases have been prosecuted under this legislation. Most gang activity is still prosecuted under common law and other legislation. • Interviews with key stakeholders reveal that the main cause for failed/limited implementation lies in the scarcity of human resources, skills and training across the South African Police Service, National Prosecuting Authority and Crime Intelligence, and the lack of meaningful cooperation among them. • Further shortfalls of the act include a lack of provision for targeting gang leaders and Research Paper weak sentencing

ENACT-Africa, 2023. 32p.