By Nicolas Florquin, Sigrid Lipott, Francis Wairagu

In the first-ever continental analysis of illicit arms flows in Africa, the African Union Commission and the Small Arms Survey identify the scale, availability, characteristics, and supply patterns of illicit small arms in Africa. The African Union (AU) Master Roadmap of Practical Steps to Silence the Guns in Africa by Year 2020 was adopted in January 2017 and sets out practical steps to address the underlying drivers of conflict as well as the tools and enablers of violence. Preventing the illicit flows of weapons within Africa, including to conflict zones, is a vital component of the AU Roadmap, and this report aims to provide AU member states with a synthesis of relevant information on the topic. Weapons Compass: Mapping Illicit Small Arms Flows in Africa finds that cross-border trafficking by land is the most prominent type of illicit arms flow affecting countries on the continent. The weapons trafficked comprise both those sourced from within the continent—such as legacy weapons recycled from earlier conflicts and weapons diverted from national stockpiles—as well as arms sourced from other parts of the world, including embargo-breaking transfers from the Middle East and Eastern Europe. The report provides practical recommendations for AU member states to tackle illicit arms flows by noting specific assessments that can be generated to fill knowledge gaps; practical guidance and tools to develop; and ways in which to support and coordinate the implementation of those recommended actions.

Geneva: Small Arms Survey, Graduate Institute of International and Development Studies, 2019. 100[p.

By Matt Schroeder and Olena Shumska

Making the Rounds: Illicit Ammunition in Ukraine finds that thousands of hand grenades, rockets, mortar rounds, landmines, and tins of firearms cartridges have proliferated throughout Ukraine, including to areas located far from the conflict zone in the east. Presenting findings from a comprehensive review of imagery and information on illicit ammunition trafficked to, from, and within Ukraine, the report includes an analysis of markings on more than 1,600 seized hand grenades, shoulder-fired rockets, ammunition tins, and anti-personnel landmines. The report reveals the types and sources of illicit ammunition in the country, as well as the modes of transport and smuggling techniques used by Ukrainian arms traffickers and their co-conspirators abroad. The analysis shows that the overwhelming majority of the 1,600 items analyzed were Soviet-designed models produced in Eastern European and Soviet factories prior to the dissolution of the USSR. Curbing the threat to local and regional security posed by this ammunition requires a long-term, coordinated effort by Ukrainian authorities and the international community.

Geneva: Small Arms Survey, 2021. 68p.

ByFiona Mangan and Matthias Nowak

This Briefing Paper from the Small Arms Survey maps cross-border arms trafficking in West Africa and the Sahel through case studies on Niger, Mali, Guinea-Bissau, and the two tri-border areas of Burkina Faso–Côte d’Ivoire–Mali, and Ghana–Côte d’Ivoire–Burkina Faso. The study reveals that highly organized trafficking networks move sizable arms quantities across large areas of land north of the Niger River. Arms trafficking south of the river is more characterized by lower-level arms flows and local intermediaries engaging in so-called ‘ant trade’. Actors range from long-established criminals, corrupt officials, and organized trafficking rings, to tribal networks and low-level transporters. Based on field research, The West Africa–Sahel Connection: Mapping Cross-border Arms Trafficking analyzes the links between illicit arms trafficking and other forms of trafficking and organized crime in the region. The study also looks into the impacts of such arms trafficking as well as the responses to it.

Geneva: Small Arms Survey, 2019. 24p.

By William Godnick, with Robert Muggah and Camilla Waszink

This paper provides a review of the impact of small arms and light weapons in Central America in the years following the end of the armed hostilities of the 1980s and early 1990s. In this instance, ‘Central America’ refers to the Spanish-speaking countries of the isthmus—Costa Rica, Honduras, El Salvador, Guatemala, Nicaragua, and Panama. The definition of small arms and light weapons used here is the one set out by the UN (1997), and covers a wide range of weaponry, including commercial firearms and military weapons that can be used by an individual soldier or small crew.1 ‘Small arms’, ‘firearms’, and ‘weapons’ are used more or less interchangeably in the paper. Military and civilian firearms are the principal focus, but because of the type of violence affecting present-day Central America, other weapons such as hand grenades and home-made pistols are also discussed. Homicide rates, and more specifically firearm-related homicide rates, are the primary indicators used to gauge the impact of weapons on Central American societies. Other indicators given more anecdotal consideration here include armed crime and injury rates, the growth in the private security industry, the costs of firearm-related violence to the public health system, the impact of such crimes on the economy and the effects of armed violence on governance in remote rural areas.

Geneva: Small Arms Survey, Graduate Institute of International Studies, 2002. 51p.

By Kate Buchanan

This publication identifies a number of areas where additional steps are needed to tackle the availability and misuse of small arms. It points to promising policy initiatives, draws on lessons learned, and sets out recommendations for action. The main themes addressed are:- Preventing misuse- Controlling supply- Providing assistance to survivors of gun violence- Focusing on gender- Taking guns and ammunition out of circulation- Addressing the demand for small arms- Justice and security sector governance. This publication is designed specifically for government representatives, to provide a compelling people-centred agenda for the next phase of multilateral small arms activity, and will be widely distributed in the lead-up to the UN Review Conference on small arms.

Cambridge, UK: Cambridge University Press, 2005. 162p.

By Philip Alpers

This field study focuses on PNG's Southern Highlands Province, a conspicuous hot spot for armed violence and gun-related injury. It provides a preliminary tally of illegal high-powered guns in parts of the province seen as particularly vulnerable to armed violence, and documents the profound disruption wrought by their misuse. Tribal fighters, mercenary gunmen, and criminals provide details of their illicit firearms and ammunition, trafficking routes, and prices paid. The most common illegal assault weapon is the Australian-made self-loading rifle, followed by the US-made M16, both of which are sourced primarily from PNG Defence Force stocks. Many of the remainder are AR-15s obtained from the PNG police.

Geneva: Small Arms Survey, 2005. 138p.

By William J. Krouse

Congress has debated the efficacy and constitutionality of federal regulation of firearms and ammunition, with strong advocates arguing for and against greater gun control. In the wake of the July 20, 2012, Aurora, CO, theater mass shooting, in which 12 people were shot to death and 58 wounded (7 of them critically) by a lone gunman, it is likely that there will be calls in the 112th Congress to reconsider a 1994 ban on semiautomatic assault weapons and large capacity ammunition feeding devices that expired in September 2004. There were similar calls to ban such feeding devices (see S. 436/H.R. 1781) following the January 8, 2011, Tucson, AZ, mass shooting, in which 6 people were killed and 14 wounded, including Representative Gabrielle Giffords, who was grievously wounded. These calls could be amplified by the August 5, 2012, Sikh temple shooting in Milwaukee, WI, in which six worshipers were shot to death and three wounded by a lone gunman. The 112th Congress continues to consider the implications of Operation Fast and Furious and allegations that the Department of Justice (DOJ) and the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) mishandled that Phoenix, AZ-based gun trafficking investigation. On June 28, 2012, the House passed a resolution (H.Res. 711) citing Attorney General Eric Holder with contempt for his failure to produce additional, subpoenaed documents related to Operation Fast and Furious to the Committee on Oversight and Government Reform. On May 18, 2012, the House passed the National Defense Authorization Act (NDAA) for Fiscal Year 2013 (H.R. 4310), which would amend a limitation on the Secretary of Defense’s authority to regulate firearms privately held by members of the Armed Forces off-base. On May 10, 2012, the House passed a Commerce-Justice-State appropriations bill (H.R. 5326) that would fund ATF for FY2013, and on April 19, 2012, the Senate Committee on Appropriations reported a similar bill (S. 2323)

Washington, DC: Congressional Research Service, 2012. 118p.

By Philip Alpers and Amélie Rossetti

Four consecutive formal reports have now found that no Australian State or Territory has at any stage fully complied with the 1996 or 2002 firearm resolutions which collectively formed the National Firearms Agreement. In important areas, State and Territory legislation has been blocked or revised to dilute the effect of the NFA. This report, commissioned and funded by Gun Control Australia, finds that on balance, both non-compliance from day one and two decades of political pressure have steadily reduced restrictions and undermined the NFA’s original intent.

Sydney: Gun Control Australia, 1997. 102p.

By Philp Alpers

In a typical year 99 New Zealanders are shot to death: one for every 88 hours.12 Of these, 75% are suicides, 12% homicides, and 11% accidents.13 In an average year, 13 children and youths aged 19 or younger die from gunshot wounds and another 89 people are admitted to hospital with nonfatal wounds. Our gun death toll is 15% higher than the toll from cervical cancer. For every ten New Zealanders who die from HIV/AIDS, sixteen die by gunshot. Gun death is three times more common than death by fire. Of all victims of gun homicide in this country during 1992-94, most (52.5%) were shot by a licensed gun owner. Almost all victims (95%) were killed by a familiar male. Half were shot by their partner, an estranged partner or a member of their own family. Previously law-abiding, licensed gun owners shoot between four and ten times as many victims as do people with a previous history of mental illness. Self defence is not an acceptable reason for gun ownership in New Zealand. The great majority of private firearms are held for pest control, agricultural and sporting purposes. While most gun owners are licensed every ten years, 97% of their firearms (shotguns and rifles) have not been registered to their owners since 1984. The remaining 3% – military-style semi-automatic rifles (MSSAs), handguns (pistols & revolvers), and restricted weapons (mainly fully automatic “machine guns”) – are individually registered to each owner and much more carefully controlled. As a result, crime with registered firearms is rare.

Wellington, ZN: New Zealand Police Association, 1997. 48p.

By Philp Alpers

In New Zealand, 250,000 licensed shooters own an estimated 1.1 million firearms, enough for one in each occupied dwelling and sufficient to outnumber the combined small-arms of the police and armed forces by a ratio of 30 to 1. We own 11 times as many guns per capita as the English and the Welsh, 60% more than the Australians but less than half as many as the residents of the United States. An additional 14,000 guns are imported to New Zealand in a typical year. Any New Zealander with a basic firearms licence may legally buy and keep any number of sporting rifles and shotguns in any home without any official records of the guns being kept anywhere. Police have no statutory authority to monitor the size and content of such a gun owner’s collection. Each day an average of seven firearm offences involving danger to life are reported to the police, while one in five homicides are committed with a firearm. In a typical year 91 New Zealanders are shot to death: one for every four days. Of these, 75% are suicides, 12% accidents, 11% homicides, while in 2% of cases the cause is undetermined. In an average year, 13 children aged 15 or younger die from gunshot wounds. Our gun death toll is 10% higher than the toll from cervical cancer. For every ten New Zealanders who die from HIV/AIDS, fifteen die by gunshot. Gun death is three times more common than death by fire. In addition to gun killings, non-fatal gun injuries result in one New Zealander being hospitalised on average every four days. Of all victims of gun homicide in this country during 1992-94, most (52.5%) were shot by a licensed gun owner. Almost all victims (95%) were killed by a familiar male. Half were shot by their partner, an estranged partner or a member of their own family. Of the perpetrators, 82% had no previous history of violent crime, while none had a history of mental illness.

Wellington, NZ: New Zealand Police Association, 1996. 38p.

By Philip Alpers

In New Zealand, 250,000 licensed shooters own an estimated 1.1 million firearms, enough for one in each occupied dwelling and sufficient to outnumber the combined small-arms of the police and armed forces by a ratio of 30 to 1. We own 16 times as many guns per capita as the English and the Welsh, 60% more than the Australians but less than half as many as the residents of the United States. An additional 14,000 guns are imported to New Zealand in a typical year. Each day an average of seven firearm offences involving danger to life are reported to the police, while one in five homicides are committed with a firearm. On average, one person dies by gunshot in New Zealand every four days. Despite a common certainty that firearms are increasingly misused, there has been little local research. Although critical data on the misuse of firearms are collected by police, these are not made available.

Wellington NZ: New Zealand Police Association, 1996. 33p.

Edited by Nils Duquet

This edited volume offers an in-depth and detailed insight into Project SAFTE’s research findings. In-depth country studies were conducted in eight EU member states by research teams from the Flemish Peace Institute, SIPRI, SSSA, Arquebus Solutions, Small Arms Survey and Bureau Bruinsma. The in-depth qualitative research methodology involved desk research and semi-structured interviews with key international actors and stakeholders such as Europol, EMPACT Firearms, Interpol, SEESAC and the Office of the EU Counter-Terrorism Coordinator. The volume sheds light on how illegal firearms markets are structured in the EU and shows how terrorists access these.

Brussels: Flemish Peace Institute, 2018. 484p.

By Columbine Review Commission

The Commission conducted 15 meetings open to members of the public. The Commission received statements from an extensive list of State and local officials and private persons who had experience with or information concerning the event; Commission staff reviewed thousands of pages of official and unofficial documents, reports, and studies. Two recommendations related to crisis response actions. First, law enforcement policy and training should emphasize that the highest priority of law enforcement officers, after arriving at the scene of a crisis, is to stop any ongoing assault. Second, there should be an increased emphasis on training appropriate personnel in preparation for and responding to large-scale emergencies. Two recommendations pertained to improved communications for critical emergencies. First, law enforcement agencies should plan their communications systems to facilitate crisis communication with other agencies with whom they might reasonably be expected to interface in emergencies. Second, Colorado should continue to develop a single statewide digital trunked communications system. Other categories of recommendations pertained to advance planning for critical emergencies; interaction with media representatives; tasks of school resource officers; detection by school administrators of potential perpetrators of school-based violence and administrative countermeasures; medical treatment for attack victims; reuniting attack victims and their families; identification of victims' bodies and family access to bodies; and suicide prevention in the aftermath of traumatic incidents.

Denver, Colo. : Columbine Review Commission, 2001. 174p.

By United States Sentencing Commission

This report examines how firearms offenses were committed, including whether the offenses involved violence, and whether the offenders have a history of engaging in violent criminal behavior.

Washington, DC: USSC, 2022. 46p.

By The Federal Commission on School Safety

Communities across the country are responding to school violence with a number of measures, including assigned school resource officers (SRO). School administrations, law enforcement agencies, families, and community stakeholders are diligently working to protect children and education personnel from school attacks. The National Police Foundation (NPF), in collaboration with the COPS Office, created the Averted School Violence (ASV) database in 2015 as a platform for law enforcement, school staff, and mental health professionals to share information about ASV incidents and lessons learned with the goal of mitigating and ultimately preventing future injuries and fatalities in educational institutions. The database includes school incidents beginning with the Columbine High School attack (1999) and continuing to the present day. The NPF has partnered with stakeholder groups National Association of School Resource Officers (NASRO) and the International Association of Campus Law Enforcement Administrators (IACLEA) to conduct research and analysis on improving school safety. This report examines a dozen case studies of targeted violence incidents thwarted by the positive and often heroic actions of classmates, school administrators, SROs, and law enforcement agencies. It also includes recommendations and lessons learned from all cases in the ASV database. In addition, a companion publication entitled Targeted Violence Averted: College and University Case Studies presents information on post-secondary averted violence incidents and lessons learned to support student safety.

Washington, DC: Department of Education, Department of Health and Human Services, Department of Homeland Security and Department of Justice, 2018. 180p.

By Michael Rocque, Grant Duwe, Michael Siegel, James Alan Fox, Max Goder-Reiser, and Emma E. Fridel

In the past decade, mass shootings, particularly those that take place in public areas, have increasingly become part of the national conversation in the United States. Mass public shootings instill widespread fear, in part because of their seeming randomness and unpredictability. Yet when these incidents occur, which has been with somewhat greater frequency and lethality as of late, public calls for policy responses are immediate. In this policy brief, we review efforts to evaluate the effect of gun control measures on mass public shootings, including a discussion of our recently published study on the relationship between state gun laws and the incidence and severity of these shootings. The findings of this work point to gun permits and bans on large capacity magazines as having promise in reducing (a) mass public shooting rates and (b) mass public shooting victimization, respectively. Interestingly, however, most gun laws that we examined, including assault weapon bans, do not appear to be causally related to the rate of mass public shootings.

Albany, NY: Rockefeller Institute of Government, 2021. 20p.

Edited by Rajeev Ramchand, Jessica Saunders

This report, part of RAND's Gun Policy in America project, presents a collection of essays that synthesize the available scientific data on topics pertinent to firearm policy in the United States. In particular, the authors examine mass shootings, firearm and ammunition taxes, the effects of the 1996 National Firearms Agreement in Australia, whether mental illness is a risk factor for gun violence, and law enforcement approaches to reduce community gun violence.

Santa Monica, CA: RAND Corporation, 2021. 115p.

By Vivian S. Chu

As the Internet has become a significant venue for facilitating commercial transactions, concerns have arisen regarding the use of this medium to transfer firearms. This report discusses the sale of firearms and ammunition over the Internet, with a focus on the extent to which federal law regulates such activity. A review of the relevant factors indicates Internet-based firearm transactions are subject to the same regulatory scheme governing traditional firearm transactions. Over the years, this has raised concern about the possibility of increased violation of federal firearm laws, as well as challenges that law enforcement may face when attempting to investigate violations of these laws. A review of the relevant factors also indicates that the sale and transfer of ammunition are not as strictly regulated as firearms, and that these changes came into effect in 1986. Lastly, this report highlights recent legislative proposals, S. 3458 and H.R. 6241, companion measures introduced by Senator Frank Lautenberg and Representative Carolyn McCarthy in the 112th Congress that would affect online ammunition transactions.

Washington, DC: U.S. Library of Congress, Congressional Research Service, 2012. 11p.

By Joshua Horowitz and Casey Anderson.

When gun enthusiasts talk about constitutional liberties guaranteed by the Second Amendment, they are referring to freedom in a general sense, but they also have something more specific in mind---freedom from government oppression. They argue that the only way to keep federal authority in check is to arm individual citizens who can, if necessary, defend themselves from an aggressive government. In the past decade, this view of the proper relationship between government and individual rights and the insistence on a role for private violence in a democracy has been co-opted by the conservative movement. As a result, it has spread beyond extreme militia groups to influence state and national policy. In Guns, Democracy, and the Insurrectionist Idea, Joshua Horwitz and Casey Anderson set the record straight. They challenge the proposition that more guns equal more freedom and expose Insurrectionism as a true threat to freedom in the United States today.

Ann Arbor: University of Michigan Press, 2009. 287p.

By Ralph Larkin. 

On April 20, 1999, two Colorado teenagers went on a shooting rampage at Columbine High School. That day, Eric Harris and Dylan Klebold killed twelve fellow students and a teacher, as well as wounding twenty-four other people, before they killed themselves. Although there have been other books written about the tragedy, this is the first serious, impartial investigation into the cultural, environmental, and psychological causes of the massacre. Based on first-hand interviews and a thorough reading of the relevant literature, Ralph Larkin examines the numerous factors that led the two young men to plan and carry out their deed. Rather than simply looking at Columbine as a crucible for all school violence, Larkin places the tragedy in its proper context, and in doing so, examines its causes and meaning.

Philadelphia: Temple University Press, 2007. 265p.