By Los Angeles City Controller

The Los Angeles Police Department (LAPD) Air Support Division (ASD) operates the largest municipal airborne law enforcement unit in the country, with 17 helicopters and more than 90 employees. The program was initially shaped during the 1970s, when Los Angeles was experiencing an especially high rate of violence and homicides. The stated mission of ASD is to “enhance officer and public safety, reduce the incidence of crime and thus reduce the fear of crime” by supporting the operations of ground-based officers and specialized units of the LAPD through aerial patrols and special flights. While there are situations, such as vehicle pursuits, kidnappings, and violent crime response, where helicopters can provide critical support and increase the likelihood of apprehending suspects, there is a lack of empirical evidence that demonstrates a clear link between helicopter patrols and crime reduction. However, there has been limited public discussion about whether the size of the division and deployment strategy are aligned with the current needs of the City. This report examines the LAPD’s use of helicopters from fiscal year (FY) 2018 through FY 2022, and explores whether the department has justified the need for the current size and scope of the air support program. It offers recommendations for reducing inefficiencies, improving data collection and management, and boosting transparency and performance monitoring. This information is intended to help the public, LAPD, and policymakers make informed decisions about the City’s investment in police air support operations.

Los Angeles: Office of the City Controller, 2023.   65p.

Benjamin W. Fisher,  Anthony Petrosino,  Hannah Sutherland,  Sarah Guckenburg,  Trevor Fronius,  Ivan Benitez,  Kevin Earl

Background

School-based law enforcement (SBLE) has become a common intervention. Although SBLE is meant to make schools safer, critics suggest it may not accomplish this purpose, and may have unintended negative consequences such as increasing students’ exclusionary discipline or contact with the criminal justice system. There may also be secondary effects related to perceptions of the school or student learning.

Objectives

The purpose of this review is to synthesize the literature evaluating the use of SBLE, including outcomes related to (a) crime and behavior problems; (b) perceptions of safety; and (c) learning.

Methods

We conducted a systematic literature search to identify studies that examined outcomes associated with SBLE use. Eligible studies used experimental or quasi-experimental designs; included samples of students, teachers/staff, schools, or school districts; reported on a policing strategy focused on crime prevention or school safety that did not involve officers teaching a curriculum; included a measure that reflects crime and behavior problems, perceptions of safety, or learning; and were in a primary or secondary school. Following a multi-stage screening process to identify studies eligible for inclusion, we estimated a series of meta-analytic models with robust variance estimation to calculate weighted mean effect sizes for each of three main categories of outcomes and commonly occurring subsets of these categories. We examined heterogeneity in these estimates across features of the primary studies’ design.

Results

The search and screening process yielded 1002 effect sizes from 32 reports. There were no true experiments, and the quasi-experiments ranged from strictly correlational to permitting stronger causal inferences. SBLE use was associated with greater crime and behavior problems in studies that used schools as the unit of analysis. Within this category, SBLE use was associated with increased exclusionary discipline among studies that used both schools (g = 0.15, 95% confidence interval [CI] [0.02, 0.27]) and students (g = 0.003, 95% CI [0.002, 0.003]) as the unit of analysis. SBLE use was not associated with any measures of crime or violence in schools. SBLE use was associated with greater feelings of safety among studies that used schools as the unit of analysis (g = 0.18, 95% CI [0.13, 0.24]), although this estimate was based on only seven effect sizes from two correlational studies. All the other models, including those examining learning outcomes, yielded null results. None of the moderators tested showed meaningful relationships, indicating the findings were consistent across a variety of study design features.

Authors’ Conclusions

This study's findings provide no evidence that there is a safety-promoting component of SBLE, and support the criticism that SBLE criminalizes students and schools. Although we found no evidence of differences across methodological features, risk of bias in the primary studies limits our confidence in making causal inferences. To the extent that the findings are causal, schools that invest in strategies to improve safety will likely benefit from divesting from SBLE and instead investing in evidence-based strategies for enhancing school safety. Schools that continue to use SBLE should ensure that their model has no harmful effects and is providing safety benefits.

Campbell Systematic Reviews, Volume19, Issue4

December 2023

By Edward Maguire and Megan Oakley
Police responses to recent street protest events in Ferguson, Charlottesville, and Hong Kong are merely the best known examples of incidents in which police respond to peaceful gatherings as if they were riots or fail to prevent a violent development at a stage where it could have been avoided. Policing Protests–Lessons from the Occupy Movement, Ferguson & Beyond: A Guide for Police is a clear and authoritative summary of research on policing practices that either facilitate peaceful protests and other public order events or violate basic rights, engender resentment and in some cases injury among peaceful protesters, and often result in lawsuits costing cities substantial settlements. Written by respected policing scholars Edward Maguire and Megan Oakley, it has been distributed to nearly 1,000 police agencies in the U.S. and abroad. HFG is pleased to make it available for download.

New York: Harry Frank Guggenheim Foundation, 2020. 84p.

By  Derek A. Neal and  Armin Rick

Between 1975 and 2008, the US incarceration rate increased by roughly 400 percent. Trends in crime rates, arrest rates per crime committed, conviction rates per arrest, and expected time-served in prison given conviction all influence trends in incarceration rates. Available data do not allow researchers to precisely measure the contribution of each of these factors to the US prison boom. However, increases in expected prison time-served among those arrested for many different offenses were the most important drivers of rising incarceration rates. We argue that changes in policies that govern sentencing and parole are the likely drivers of these increases. We also discuss potential reforms that may reduce expected time-served among convicted offenders while minimizing harm to public safety.

Working Paper No. 2023-150

Chicago: University Chicago, Beck Friedman Institute for Economics, 29 Pages Posted: 1 Dec 2023

By  Ben Bradford, Krisztian Posch, Arabella Kyprianides,  Jyoti Belur, et al.

Conducted Energy Devices (CEDs) were introduced into UK policing in 2003 and were initially made available for use only by authorised firearms officers. The CED adopted by the UK is manufactured by AXON and referred to as Taser. The College of Police describes CEDs as follows. “A CED is a less lethal weapon system designed to temporarily incapacitate a subject through use of an electrical current that temporarily interferes with the body’s neuromuscular system and produces a sensation of intense pain. It is one of a number of tactical options available when dealing with an incident with the potential for conflict. CEDs will not be routinely used to police public order or public safety events, but may be used as an option to respond to circumstances within the operation. The use of CED ranges from the physical presence of a drawn device through to the application of electrical discharge to a subject. Even before a CED is drawn, the mere visibility of an overtly carried holstered device may serve a deterrent value”. 1 In 2008, Taser was made available to non-firearms trained police, who could be equipped and deploy with the device after becoming a Specially Trained Officer (STO). This transition was particularly important because it meant that, in most cases, the strict command and control protocols supervising Taser use within firearms operations no longer applied. Rather, individual STOs made decisions to deploy the weapon in the context of routine operations. Moreover, training for Taser moved from the specialist arena of extended firearms training into a shorter, usually three-day, training programme. In 2019, access to Taser was extended to Student Officers and, in 2022, it was expanded again to Special Constables. To retain their qualification, STOs in England and Wales are required to undertake a minimum of six hours refresher training every twelve months, typically delivered over one day. Whilst, under certain circumstances, Taser is effective tactically, its use carries a range of risks, both individually and organisationally. Home Office figures show that in 2017/18, when new use of force recording rules came into force, there were just under 17,000 uses of Taser; by 2021/22 this had grown to over 34,000. As the use of CED increases so too does the possibility of incidents occurring that pose a threat of harm to citizens, as well as individual and cumulative threats to police legitimacy. This is particularly true with regard to its deployment involving people from ethnic minority communities. For example, Home Office statistics for 2021/22 showed that Black .... people were approximately five times more likely than White people to have Taser used against them. The extent and nature of ethnic disproportionality in police use of Taser is measured and understood primarily via these Home Office statistics. According to the Voice newspaper a review of Taser cases between 2015-20 by the Independent Office for Police Conduct (IOPC) found that 60% of Black people were subjected to Taser use for up to five seconds longer in comparison to just 29% of White people, people with mental health issues were also more likely to be subjected to multiple and prolonged discharges and a total of 16 people have died where the use of Tasering has been a factor following the inquests into their deaths. 2 Moreover, within England and Wales there have been several high-profile incidents where individuals of Black heritage have died following police use of Taser. These patterns of policing are a significant challenge for the police. As the National Police Chiefs’ Council Lead for Taser and Less Lethal Weapons, Chief Constable Lucy D’Orsi has said: “Police officers across the UK do an exceptional job under immense pressure, but these statistics cannot be ignored. The impact of this disproportionality on communities is far-reaching and it is important that we do as much as we can to understand the underlying reasons”. 3 1.2. This report describes a programme of research, funded by the National Police Chiefs’ Council (NPCC) and the London Mayor’s Office for Policing and Crime (MOPAC), which aimed to explore the potential causes of these ethnic and racial disparities in the police use of Taser.    

2023. 212p.

London: University College London, 2022. 212p.

By Meressa Kahsu Dessu, Dawit Yohannes and Charles T Hunt

Most contemporary multidimensional peace operations prioritise the protection of civilians (PoC) as one of their primary mandates. This is expected as current conflicts and crises are increasingly marked by high civilian casualties, emanating not least from the deliberate targeting of civilians and the blurred distinction between combatants and non-combatants. As a key element of multidimensional peace operations, the United Nations (UN) Police have assumed diverse roles in implementing the mandate of such missions. Key decision-making entities such as the UN Security Council (UNSC) have increasingly acknowledged such roles. This can be illustrated by the UNSC’s resolution that recognises the police’s ‘invaluable contribution to peacekeeping, post-conflict peacebuilding, security, the rule of law, and the creation of a basis for development.’1 However, the evolving roles of the police have not matched with studies on its effectiveness in mandate implementation, particularly in PoC. 

 This monograph contributes to debates around the role and effectiveness of policing in PoC based on the lessons from the UN Mission in South Sudan (UNMISS). The study combines two overarching debates: the effectiveness of peace operations and the role of policing in PoC. While the mission was established in 2011, this monograph pays particular attention since 2014, following the prioritisation of the PoC mandate. The analysis broadly focuses on the effectiveness of different structures of mission headquarters and Field Offices, with a special emphasis on policing at PoC Sites. As one of its key findings, the study recognises the mixed record of the UNMISS police in fulfilling the mission’s PoC mandate. The police component played key roles in supporting the mission to prevent protection challenges from worsening in the face of recurrent crime, violence and conflicts  

Monograph 211. Pretoria: Institute for Security Studies, 2023.   66p.

By United States Government Accountability Office;  Gretta L. Goodwin, et.

Law enforcement may use facial recognition services provided by commercial and nonprofit entities to help solve crimes. For example, these services allow users to quickly search through billions of photos to help identify an unknown suspect in a crime scene photo. GAO was asked to review federal law enforcement’s use of facial recognition technology. This report examines, among other issues, the extent to which selected DHS and DOJ law enforcement agencies used facial recognition services to support criminal investigations; required staff to take training on facial recognition technology to use such services; and developed policies and guidance specific to facial recognition technology to help protect civil rights and civil liberties. GAO selected seven law enforcement agencies within DHS and DOJ based on various factors, including the number of facial recognition technology systems used. GAO reviewed documents, such as training requirements and policies for using facial recognition services. GAO also analyzed training records and interviewed agency officials. What GAO Recommends GAO is making 10 recommendations, including that FBI implement a training requirement and clarify the status of its training requirement to stakeholders. GAO also recommends that DOJ develop a plan to issue a facial recognition technology policy addressing safeguards for civil rights and civil liberties. Agencies concurred with all 10 recommendations.  
Washington, DC: GAO, 2023. 76p.

By Daragh Murray

Retrospective facial recognition (RFR) marks a step change in police surveillance capability that has received surprisingly little attention to-date. As the legal issues surrounding RFR are uncertain, and as legal challenge is likely, this article makes four key contributions. First, the surveillance capability made possible by RFR is set out. Second, human rights harms associated with RFR are examined, highlighting the ‘chilling effects’ of surveillance, and raising the possibility of compound human rights harm. Third, the assumption that the common law, coupled with police forces’ policy framework, may satisfy the ‘in accordance with the law’ test is challenged, and existing policy frameworks are evaluated. Fourth, the ‘necessity’ test is unpacked to better understand how evidence in favour of a RFR deployment could be presented, and how associated harm may be identified. This section asks whether the necessity test, as currently approached, is adequate in light of the emergence of RFR.

Modern Law Review, Dec. 2023.

By Moa Lidén

Predictability of legal decisions is usually considered a prerequisite for the rule of law, following the maxim ‘like cases should be treated alike’. Yet, this presupposes that the case outcome can be predicted based on the merits of the case, rather than other factors. The purpose of this study was to test whether and to what extent legal decisions on petitions for new criminal trials can be predicted on the basis of other fairly superficial criteria that one could access without even reading the case file, e.g. which Court decided, whether the applicant had legal representation etc. To this end, all petitions for new criminal trials submitted to the Swedish Supreme Court and the six Courts of Appeal in the time period 2010–2020 (n = 3915) were reviewed. This data formed the basis of a regression model which was then used to predict decisions regarding petitions in 2021. On the basis of access to legal representation and crime type, the regression model predicted accurately 100 % of the decisions made in 2021. This raises questions about the evidentiary basis for the decisions and also the role of judges in situations where their decisions are fully predictable.

Science & Justice Volume 64, Issue 1, 2024

By  Libor Duˇsek and Christian Traxler

This paper studies how swiftness and delay of punishment affect behavior. We leverage rich data on the enforcement of speed limits by automated speed cameras. The data allow us to track cars’ driving histories over time as well as the exact time when tickets are sent, delivered, and paid. To identify the effect of swift or delayed tickets on payment and driving outcomes, we exploit two sources of (quasi-)experimental variation: (1) at the start of the speed camera systems, administrative issues caused large delays in the time between an offense and the sending of a ticket; (2) in cooperation with the authority, we later introduced a protocol that randomized the sequence at which tickets were processed. We get two sets of results. First, we find significantly negative effects of delays on payment compliance. Relative to tickets sent within 4 weeks after an offense, the rate of timely paid fines drops by 7 to 9% when a ticket is delayed by four or more weeks. We also find evidence that very swift tickets, which are sent within the first day after an offense, increase timely payments. These findings are in line with the expectations of academic economists and criminologists, which we elicited in a survey. Our second set of results shows that tickets cause a strong, immediate, and persistent drop in speeding. However, we do not detect any differential effect from swift or delayed tickets. This conflicts with widely held beliefs about the benefits of swift punishment, which are also mirrored in the responses to our survey.

 CESifo Working Paper No. 10906, 2024

By Alexandra Klein

The Death Penalty Information Center described 2022 as “the year of the botched execution” in its 2022 Annual Report. Alabama’s execution errors were especially serious: it attempted to execute four people, botched three of its four executions, and ultimately called off two executions. Alabama’s 2022 executions and its errors are the culmination of common problems in capital punishment across the United States. A full understanding of capital punishment requires an analysis of individual cases, including executions, and analysis of how that case fits within the system of capital punishment. Evaluating a single case may reveal unfairness and arbitrariness, but tracking those trends across multiple cases demonstrates broader system failures. Alabama’s 2022 executions present a useful case study for understanding the flaws in execution practices and capital punishment more broadly.

This Article documents the 2022 Alabama executions and makes three contributions. First, it summarizes the events in Alabama surrounding the executions of Matthew Reeves and Joe James, and the failed executions of Alan Miller and Kenneth Smith. It reviews some issues associated with each capital sentence and appeals process. Second, it explores points of commonality among each of the four cases: non-unanimous jury sentencing and judicial overrides, inadequate legal representation and resources, the role the Supreme Court played in the cases, and the problems associated with Alabama’s execution protocols. Finally, it addresses the outcome of Alabama’s decision to suspend executions and offers recommendations intended to protect the Eighth Amendment rights of people facing executions if Alabama’s elected officials are unwilling to take the necessary step to abolish the death penalty.

The problems this Article describes are not unique to Alabama, but events in Alabama afford an opportunity to bring fresh scrutiny to these issues. The Supreme Court’s willingness to authorize executions regardless of the merits of an individual case makes it more likely that errors like this will continue to happen. Alabama is not the whole story of 2022’s botched executions, but what happened in Alabama illustrates just how pointlessly cruel the process of capital punishment is.

24 Nev. L.J., Forthcoming, 2024.

By Corinna Lain

They say that the road to hell is paved with good intentions, and our failed implementation of deinstitutionalization in the 1970s is a prime example of the point. In this symposium contribution—a response to Jeffrey Bellin’s book Mass Incarceration Nation—I offer a historical account of deinstitutionalization of state mental hospitals, tracing how severely mentally ill patients were discharged from state hospitals and eventually made their way back to secure beds, but in our nation’s jails and prisons instead. Mental health and mass incarceration are not separate crises, I argue, but rather interconnected problems with an interconnected past that require an interconnected solution. The lessons of deinstitutionalization’s failures can inform how our decarceration story plays out, offering an opportunity to avoid the mistakes of our past and move toward a more just, humane, and equitable future—a future that takes the “mass” out of mass incarceration.

William & Mary Law Review, Vol. 65, No. __, 2024

By The Welsh Parliament Equality and Social Justice Committee

Women who commit crime are generally some of the most vulnerable and disadvantaged in society, often with multiple and complex needs. Women now make up around 5 per cent of the prison population, estimated to be twice as many as twenty years ago.

Wales, The Committee. 2023, 56pg

By Gillian Slee

Research shows that street-level bureaucrats rely on notions of deservingness to manage their caseloads. Accounts traditionally identify how workers use mainstream cues to categorize clients, but a growing literature calls for situated accounts of discretion. This study draws on fieldwork with public defenders to describe how institutional position and professional knowledge condition discretion. I analyze how the dynamics of representation inform defenders’ understandings of and advocacy for clients with varying criminal-legal backgrounds and needs. In this case study, defenders’ perceived strategic options penetrate their estimations of clients’ deservingness and drive their advocacy. Tailored representation elevates the needs of individuals without records and those with unremitting criminal-legal contact, helping attorneys manage their caseloads and advance their aspirations, but it produces uneven defense. I develop a role concept, “structural antagonist,” to signify and describe a uniquely situated street-level bureaucrat whose mandate includes both serving and straining the institution.

Social Service Review, volume 97, number 4, December 2023.

By James R. Acker, Bethany Backes, Catherine L. Bonventre, Eric Martin, Angela Moore,  Robert J. Norris,  Allison D. Redlich

This report contains three chapters: Chapter 1 reviews 100 years of scholarship on wrongful convictions, ranging from early case studies of exonerations to more recent scientific analyses of wrongful convictions. The review finds that knowledge about the prevalence and causes of these serious miscarriages of justice remains limited and mixed at best. Chapter 2 focuses on several “elephants in the courtroom” that have not garnered significant attention among wrongful conviction scholars, practitioners, policymakers, and activists. This section examines the deep linkages between race, society, the administration of justice, and wrongful convictions. Chapter 3 discusses the major themes that emerged during the listening sessions in an effort to better understand the problems victims and those who have been exonerated face during the review of post-conviction innocence claims and after the exoneration. The report concludes with policy recommendations to help address the most pressing issues.

This report builds on the listening sessions for victims or survivors of crimes that resulted in wrongful convictions during a three-day meeting hosted by the National Institute of Justice (NIJ), the Bureau of Justice Assistance, the Office for Victims of Crime, and external organizations. The three-day meeting allowed NIJ and its federal partners to hear directly from participants who had been victimized and revictimized due to errors of justice. On the third day, the federal observers met to discuss possible actions to be taken for research and practice. The report contains three chapters: Chapter 1 reviews 100 years of scholarship on wrongful convictions, ranging from early case studies of exonerations to more recent scientific analyses of wrongful convictions. The review finds that knowledge about the prevalence and causes of these serious miscarriages of justice remains limited and mixed at best. Chapter 2 focuses on several “elephants in the courtroom” that have not garnered significant attention among wrongful conviction scholars, practitioners, policymakers, and activists. This section examines the deep linkages between race, society, the administration of justice, and wrongful convictions. Chapter 3 discusses the major themes that emerged during the listening sessions in an effort to better understand the problems victims and those who have been exonerated face during the review of post-conviction innocence claims and after the exoneration. The report concludes with policy recommendations to help address the most pressing issues. 

Washington DC: U.S. Department of Justice, Office of Justice Programs, 2023. 64p.

By  Alissa Pollitz Worden, Kaitlin Moloney, et al.

New York’s groundbreaking 2019 bail reforms aimed to curtail pretrial detention, diminish the role of finances in release decisions, and tackle racial disparities in pretrial outcomes. This study is the first to examine pretrial decision-making in New York’s under-examined Town & Village Justice Courts, addressing a knowledge gap in public understanding and serving as a companion to related research on the topic. This report was authored by DCJ’s partners at The John F. Finn Institute for Public Safety.

1.     Increased Pretrial Release Under Bail Reform:

• Higher percentage of Justice Court cases released without bail for misdemeanors (82% in 2018 vs. 93% in 2021) and nonviolent felonies (59% in 2018 vs. 71% in 2021).

2.     Absence of Racial Disparities in Release Rates:

• Release rates were similar across racial and ethnic groups throughout the study period (both pre- and post-reform).

3.     No Progress Towards Affordable Bail:

• Bail amounts did not become more affordable, and people did not become more likely to post bail, after the reforms went into effect (echoing prior Data Collaborative for Justice research on City and District Courts across the State).

4.     Justice Courts vs. City Courts from the Same Counties:

• Justice Courts released people at higher rates than City Courts both pre- and post-reform. By 2021, less than 7% of people charged with misdemeanors were detained in the Justice Courts compared to 11% in urban City Courts and 13% in small City Courts from the same counties.

Albany, NY:  John F. Finn Institute for Public Safety, Inc., 2024. 41p.

By Julius Yam 

Authoritarianism has significant implications for how judges should discharge their duties. How should judges committed to constitutionalism conduct themselves when under authoritarian pressure? To answer this question,the article proposes a two-step adjudicative framework, documents a variety of judicial strategies, and proposes how principles and strategies can and should be incorporated into the framework in different scenarios. The first step of the adjudicative framework involves judges identifying the ‘formal legal position’ while blindfolding themselves to extra-legal factors (such as potential authoritarian backlash). In the second step, depending on the level of risk incurred by maintaining the formal legal position, judges should lift the blindfold to check whether, and if so how, the formal legal position should be supplemented with or adjusted by judicial strategies. Through this analysis, the article offers a guide to judicial reasoning under authoritarianism 

Modern Law Review Limited.(2023) 00(0) MLR 

By U.S. Bureau of Justice Assistance

This article provides details about Louisiana’s Orleans Reentry Court Program (ORCP), which originated in the Louisiana State Penitentiary at Angola from a desire to equip inmates with vocational, educational, and other skills that could lead to gainful employment and reduce the likelihood of recidivism. The document describes the requirements of the in-jail portion, which involves participants being mentored by other inmates, typically those who are serving life sentences; it also provides details of the probation portion of ORCP. The document notes that after ORCP had been established, one of the program founders recognized that participants suffering from opioid use disorder were lacking the necessary services to maintain their recovery and successfully complete the program. In order to address that, Orleans Parish Criminal District Court applied for and received a fiscal year 2018 Comprehensive Opioid Abuse Program grant, which introduced an enhanced substance abuse treatment aspect, including medication-assisted treatment (MAT) services, and more wraparound case management services into the existing reentry court model. The discussion of lessons learned reviews what Comprehensive Opioid, Stimulant, and Substance Abuse Program (COSSAP) covers, and the importance of strategically leveraging available resources.

Washington, DC: U.S. Bureau of Justice Assistance, 2020. 4p.

By Christopher M. Bellas

This Article features the many factors that influence jurors' decision making in trials involving police use of excessive force. First, there is a discussion of what exactly police use of force is and how much exists. Second, there is a review of the relevant case law regarding police use of force that focuses primarily on the doctrine of qualified immunity (a code that affords police protection from being sued, most often under 18 U.S.C. § 1983). Third, in those rare police use of excessive force trials, the final decision regarding the liability of the defendant most often rests with a jury. Because the Sixth and Seventh Amendments to the U.S. Constitution states one is to be tried by a jury of one's peers, which comes from the community, I investigate the importance of community relations with the criminal justice system, in particular policing, and how these relationships shape a potential jury pool. Finally, I assess the psychology behind juror decision making and its impact in police use of force trials regarding the psychological schema already impressed on jurors prior to rendering verdicts or that could color or negate their interpretation of the evidence presented at trial.

73(3) Case W. Rsrv. L. Rev. 895 (2023)

By Adam I. Biener  

  Introduction The Association of Prosecuting Attorneys (APA), a non-profit organization composed of US prosecutors, conducted a survey to understand the prevalence of and factors associated with case backlogs. Backlogs occur when a large number of cases are pending before the court for a longer period than typically experienced and/or a period longer than prescribed by the court. In a survey of 50 of the largest prosecutors’ offices conducted by APA in 2020, 14 responding offices reported just under 9,000 cases awaiting trial on average. 1 Following court disruptions due to COVID-19, there was an average increase of 5,565 cases per office, a 62% increase. Case backlogs can occur when the caseload per individual prosecuting attorney rises holding all other productive capability constant. In practice, the level of staffing (measured by caseload per attorney) is extremely varied.2 Further, models of prosecution vary across offices3 and different models can require a different mix of attorney specialties.4 Despite this complexity, office staffing is very idiosyncratic and not often tied to per attorney caseloads1, which can result in significant and potentially burdensome individual caseloads.3 Excessive caseloads for individual attorneys can result in longer case processing time, a greater risk for decision-making errors, increased plea bargains and dismissals, career burnout, and employee turnover. 6 Funding shocks have likely exacerbated the size of individual attorney caseloads over the past 20 years. The great recession following the financial crisis in 2008 reduced state budgets, employment, and payroll, shrinking the resources available to meet staffing and resource requests from prosecutors’ offices,5 leading to rising prosecutor workloads and stagnating or shrinking budgets.6 The expectations of prosecutors and their obligations when working cases have evolved significantly since 2007 due to changing legal requirements and new technologies. Victims’ rights laws, which require additional engagement with victims, increase the amount of time spent on person-involved cases (e.g. CA Prop 9 in 20087 ). There are presently Open Discovery laws in 46 states, up from roughly a third of states in 2004, 8 that increase the requirements for timely evidence collection. Body-worn cameras have become more commonplace for law enforcement, as nearly 50% of 15,238 general-purpose law enforcement agencies had body-worn cameras in 2016.9 Video evidence generated by body-worn cameras are more labor-intensive to review, extending the amount of labor hours required to prepare a case. Additionally, the demand for specialized attorneys to review cases as part of conviction review/integrity units, 10 while improving the equitable administration of justice, can potentially strain limited staffing resources. All of these staffing and resource constraints were tested during the COVID-19 pandemic, which put unusual demands on offices to continue their essential functions despite health concerns and court closures. While many offices were able to adopt new technologies to maintain their functioning, these pivots did not alleviate the rising caseloads and work burdens on individual prosecutors

Washington, DC: The Association of Prosecuting Attorneys (APA) , 2024. 19p.