By Vera Institute of Justice

Postsecondary education in prison has positive effects for students who are incarcerated, their families and communities, public safety, and safety inside prisons. Research has demonstrated that postsecondary education reduces incarceration, makes prisons safer places to live and work, and improves employment and wages. Nationally, taxpayers also see major benefits, with every dollar invested in prison-based education yielding more than four dollars in taxpayer savings from reduced incarceration costs. Most people in prison are both interested in and academically qualified for postsecondary education (64 percent), yet only a tiny fraction of people in prison completes a credential while incarcerated (9 percent). This gap between educational aspirations and participation is driven largely by a lack of capacity due to limited funding.

New York: Vera Institute of Justice, 2023. 3p.

By Benjamin van Rooij, Malouke Esra Kuiper, and Alexis Piquero

Legal punishment, at least in part, serves a behavioral function to reduce and prevent offending behavior. The present paper offers an integrated review of the diverse mechanisms through which punishment may affect such behavior. It moves beyond a legal view that focuses on just three such mechanisms (deterrence, incapacitation, and rehabilitation), to also include other socializing, delegitimizing, compliance obstructing, and offence adapting mechanisms in how punishment may influence offending. The paper assesses the quality of existing empirical knowledge about the different effects of punishment and the conditions under which these effects exist. It concludes that punishment has at least thirteen different influences on crime prevention, five positive and eight negative. It shows that such effects are conditional, depending on the offender, offence, punishment, and jurisdiction. Furthermore, it shows that the effects vary in their directness, proximity, onset and longevity. It concludes that our current empirical understanding does not match the complex reality of how punishment comes to shape crime. In light of this, the paper develops a research agenda on the integrated effects of punishment moving beyond limited causal mechanisms to embrace the fuller complexity of how sanctions shape human conduct by adopting a complexity science approach.

UC Irvine School of Law Research Paper Forthcoming.Amsterdam Law School Research Paper No. 2024-13. Center for Law & Behavior Research Paper No. 2024-01

By Vishal Kamat, Samuel Norris and Matthew Pecenco

The criminal justice system affects millions of Americans through criminal convictions and incarceration. In this paper, we introduce a new method for credibly estimating the effects of both conviction and incarceration using randomly assigned judges as instruments for treatment. Misdemeanor convictions, especially for defendants with a shorter criminal record, cause an increase in the number of new offenses committed over the following five years. Incarceration on more serious felony charges, in contrast, reduces recidivism during the period of incapacitation, but has no effect after release. Our method allows the researcher to isolate specific treatment effects of interest as well as estimate the effect of broader policies; we find that courts could reduce crime by dismissing marginal charges against defendants accused of misdemeanors, with larger reductions among first-time defendants and those facing more serious charges.

Written March 2024. SSRN.

By Paul H. Robinson and Jeffrey Seaman

The decarceration movement enjoys enthusiastic support from many academics and activists who point out imprisonment’s failure to rehabilitate and its potential criminogenic effects. At the same time, many fiscal conservatives and taxpayer groups are critical of imprisonment’s high costs and supportive of finding cheaper alternatives. Yet, despite this widespread support, the decarceration movement has made little real progress at getting offenders out of prison, in large part because community views, and thus political officials, are strongly committed to the importance of doing justice – giving offenders the punishment they deserve – and decarceration is commonly seen as inconsistent with that nonnegotiable principle. Indeed, almost no one in the decarceration movement has attempted to formulate a large-scale decarceration plan that still provides for what the community would see as just punishment.

In this Article, we offer just such a plan by demonstrating that it is entirely possible to avoid the incarceration of most offenders through utilizing non-incarcerative sanctions that can carry a total punitive effect comparable to physical prison. New technologies allow for imposing “electronic prison” sentences where authorities can monitor, control, and punish offenders in a cheaper and less damaging way than physical prison while still doing justice. Further, the monitoring conditions provided in electronic prison allow for the imposition of a wide array of other non-incarcerative sanctions that were previously difficult or impossible to enforce. Even while it justly punishes, electronic prison can dramatically increase an offender’s opportunities for training, treatment, education, and rehabilitation while avoiding the problems of unsupported families, socialization to criminality, and problematic reentry after physical incarceration. And, from a public safety standpoint, electronic prison can reduce recidivism by eliminating the criminogenic effect of incarceration and also provides longer-term monitoring of offenders than an equivalently punitive shorter term of physical imprisonment. Of course, one can imagine a variety of objections to an electronic prison system, ranging from claims it violates an offender’s rights to fears it may widen the net of carceral control. The Article provides a response to each.

Electronic prison is one of those rare policy proposals that should garner support from across the political spectrum due to effectively addressing the complaints against America’s incarceration system lodged by voices on the left, right, and center. Whether one’s primary concern is decarcerating prisoners and providing offenders with needed treatment, training, counseling, and education, or one’s concern is reducing crime, imposing deserved punishment, or simply reducing government expenditures, implementing an electronic prison system would provide a dramatic improvement over America’s current incarceration policies.

Written April 2024. U of Penn Law School, Public Law Research Paper No. 24-20,

Sandra Babcock, Nathalie Greenfield and Kathryn Adamson

This article presents a comprehensive study of 48 persons sentenced to death between 1990 and 2023 who presented as women at the time of their trials. Our research is the first of its kind to conduct a holistic and intersectional analysis of the factors driving women’s death sentences. It reveals commonalities across women’s cases, delving into their experiences of motherhood, gender-based violence and prior involvement with the criminal legal system. We also explore the nature of the women’s crimes of conviction, including the role of male co-defendants and the State’s use of aggravating factors. Finally, we reveal for the first time the extent to which capital prosecutions are dominated by men—including judges, elected District Attorneys, defense attorneys, and juror forepersons—and explain why gender matters in determining who lives and who dies.

We present our data against the backdrop of prevalent theories that seek to explain both the rarity of women’s executions and the reasons why certain women are singled out for the harshest punishment provided by law. We explain why those frameworks are inadequate to understand the role that systemic gender bias plays in women’s capital prosecutions. We conclude by arguing for more nuanced research that embraces the complexities in women’s capital cases and accounts for the presence of systemic and intersectional discrimination.

Cardozo Law Review, Forthcoming (Written April, 2024}.

By Andrew Jordan,  Ezra Karger,  Derek Neal

   We examined 70,581 felony court cases filed in Chicago, IL, from 1990–2007. We exploit case randomization to assess the impact of judge assignment and sentencing decisions on the arrival of new charges. We find that, in marginal cases, incarceration creates large and lasting reductions in recidivism among first offenders. Yet, among marginal repeat offenders, incarceration creates only short-run incapacitation effects and no lasting reductions in the incidence of new felony charges. These treatment-impact differences inform ongoing legal debates concerning the merits of sentencing rules that recommend leniency for first offenders while encouraging or mandating incarceration sentences for many repeat offenders. We show that methods that fail to estimate separate outcome equations for first versus repeat offenders or fail to model judge-specific sentencing tendencies separately for cases involving first versus repeat offenders produce misleading results for first offenders.  

 Working Paper 31939. Cambridge, MA: National Bureau of Economic Research, 2024. 73p.

By Reprieve

Researchers at Reprieve conducted an in-depth comparative study of botched lethal injection executions in the modern era of the U.S. death penalty, cross-referenced against the 1,407 lethal injection executions carried out or attempted during that period. The research found that: • Black people had 220% higher odds of suffering a botched lethal injection execution than white people. • Botched lethal injection executions occurred whether a one-drug or a three-drug protocol was used, and regardless of whether the primary drug was sodium thiopental, pentobarbital or midazolam. • Botched lethal injection executions typically lasted a very long time. Over a third lasted over 45 minutes; over a quarter lasted an hour or more. • The odds of a botched lethal injection execution increased by 6% on average for each additional year of age. • In the state of Arkansas, 75% of botched lethal injection executions were of Black people, despite executions of Black people accounting for just 33% of all executions.

In the state of Georgia, 86% of botched lethal injection executions were of Black people, despite executions of Black people accounting for just 30% of all executions. • In the state of Oklahoma, 83% of botched lethal injection executions were of Black people, despite executions of Black people accounting for just 30% of all executions. • Secrecy and haste were found to be factors contributing to increased rates of botched and prolonged executions.   

New Orleans LA: Reprieve. 2024, 36pg

by Osborne Jackson

This paper examines the short-run and long-run effects of felony conviction on crime using increases in felony larceny thresholds as an exogenous, negative shock to felony conviction probability. A felony larceny threshold is the dollar value of stolen property that determines whether a larceny theft may be charged in court as a felony rather than a misdemeanor. Felony larceny threshold policy helps states govern felony convictions, thereby regulating punishment severity.

The author focuses on the theft value distribution between old and new larceny thresholds. In theory, this “response region” is where, following enactment of a higher threshold, the incentives to commit larceny of a given stolen value amount increase the most, because that crime switches from being a felony to a misdemeanor.

Boston: Federal Reserve Bank of Boston. 2020, 80pg

By Aaron Littman

The machinery of mass incarceration in America is huge, intricate, and destructive. To understand it and to tame it, scholars and activists look for its levers of power—where are they, who holds them, and what motivates them? This much we know: legislators criminalize, police arrest, prosecutors charge, judges sentence, prison officials confine, and probation and parole officials manage release.

As this Article reveals, jailers, too, have their hands on the controls. The sheriffs who run jails—along with the county commissioners who fund them—have tremendous but unrecognized power over the size and shape of our criminal legal system, particularly in rural areas and for people accused or convicted of low-level crimes.

Because they have the authority to build jails (or not) as well as the authority to release people (or not), they exercise significant control not merely over conditions but also over both the supply of and demand for jail bedspace: how large they should be, how many people they should confine, and who those people should be. By advocating, financing, and contracting for jail bedspace, sheriffs and commissioners determine who has a say and who has a stake in carceral expansion and contraction. Through their exercise of arrest and release powers, sheriffs affect how many and which people fill their cells. Constraints they create or relieve on carceral infrastructure exert or alleviate pressure on officials at the local, state, and federal levels.

Drawing on surveys of state statutes and of municipal securities filings, data from the Bureau of Justice Statistics, case law, and media coverage, this Article tells overlooked stories—of sheriffs who send their deputies out door knocking to convince voters to support a new tax to fund a new jail, and of commissioners who raise criminal court fees and sign contracts to detain “rental inmates” to ensure that incarceration “pays for itself.” It also tells of sheriffs who override the arrest decisions of city police officers, release defendants who have not made bail, and cut sentences short—and of those who would rather build more beds than push back on carceral inertia.

A spotlight on jails and the officials who run them illuminates important attributes of our carceral crisis. The power and incentives to build jail bedspace are as consequential as the power and incentives to fill it. Expanding a county’s jailing capacity has profound ramifications across local, state, and federal criminal legal systems. Sheriffs have a unique combination of controls over how big and how full their jails are, but this role consolidation does not produce the restraint that some have predicted. Their disclaimers of responsibility are a smokescreen, obscuring sheriffs’ bureaucratic commitment to perpetuating mass incarceration. State courts and federal agencies have increasingly recognized and regulated public profiteering through jail contracting, and advocates have begun to hold jailers accountable, challenging expansion in polling booths and budget meetings.

74 Vanderbilt Law Review 861 (2021)

By Aaron Littman

What law governs American prisons and jails, and what does it matter? This Article offers new answers to both questions.

To many scholars and advocates, “prison law” means the constitutional limits that the Eighth Amendment and Due Process Clauses impose on permissible punishment. Yet, as I show, 'free-world' regulatory law also shapes incarceration, determining the safety of the food imprisoned people eat, the credentials of their health-care providers, the costs of communicating with their family members, and whether they are exposed to wildfire smoke or rising floodwaters.

Unfortunately, regulatory law’s protections often recede at the prison gate. Sanitation inspectors visit correctional kitchens, find coolers smeared with blood and sinks without soap—and give passing grades. Medical licensure boards permit suspended doctors to practice—but only on incarcerated people. Constitutional law does not fill the gap, treating standards like a threshold for toxic particulates or the requirements of a fire code more as a safe harbor than a floor.

But were it robustly applied, I argue, free-world regulatory law would have a lot to offer those challenging carceral conditions that constitutional prison law lacks. Whether you think that criminal-justice policy’s problem is its lack of empirical grounding or you want to shift power and resources from systems of punishment to systems of care, I contend that you should take a close look at free-world regulatory law behind bars, and work to strengthen it.

131 Yale Law Journal 1385 (2022)

UCLA School of Law, Public Law Research Paper No. 22-18

By U.S. National Institute of Justice

In a complex system, like a hospital system or a criminal justice system, an unexpected, negative occurrence or outcome is rarely the result of a single act, event, or slip-up. More likely the bad outcome is a sentinel event — a significant negative outcome that indicates fundamental weaknesses in the system and which is likely the result of multiple factors. A systematic review of the sentinel event can identify system gaps and opportunities that improve the system and reduce the risk of future bad events. For this reason, the fields of aviation, medicine, and the military conduct a Sentinel Event Review (SER) to assess the processes that resulted in the sentinel event. A SER seeks to identify systemic opportunities for improving processes. NIJ has made investments over the years in applying the SER process in the criminal justice field. The implementation of SER in criminal justice has involved the review of negative outcomes along with “near misses” and even successful outcomes to better understand the specific conditions contributing to negative outcomes. This report discusses the application of the SER process to the Successful Transition and Reentry Together (START) program in the Eastern District of Wisconsin, the first SER in the federal criminal justice system. The SER of START reviewed four cases of individuals who participated in the program. The reviews took reentry failure as their sentinel event, although two of the four cases were successes that the SER team defined as “near misses.

Washington, DC: National Institute of Justice, 2024. 72p.

By Switchback

The report focuses on prison-leavers’ mental health. We know that the experience of prison-release can cause high levels of anxiety. At the same time mental health care in prison and especially after release is minimal and worsening.

Meanwhile at Switchback, over the last two years we have seen a 15% rise in the number of our Trainees with identified mental health needs (from 29% to 44%).

This report highlights the urgent need for us to reshape the way we release people from prison. We are calling for better mental health support for people leaving prison and for a prison release system that responds to the emotional challenges that people leaving prison are facing. A system that supports people to live life differently.

The experiences included within the report demonstrate inequities in access to care for people from ethnic minority backgrounds, with 90% of Switchback Trainees being from an ethnic minority background. Importantly mental health was a repeated topic of discussion in our Experts by Experience meetings, and together we decided we wanted to do something about it.

London: Switchback, 2024. 24p.

By Matthew S Johnston , Rosemary Ricciardelli

Public safety personnel are at an elevated risk for suicidal thoughts and behaviors relative to the general public. Correctional workers in particular report some of the highest prevalence of suicidal thoughts and behaviors. To better understand this phenomenon, the current study draws on qualitative, open-ended survey response data (n = 94) that explores three distinct themes (occupational environment, lack of support, social silence) and how entrenched notions of mental health stigma and occupational culture inform how Canadian correctional workers understand their experiences with suicidal thoughts and behaviors. We conclude with a brief discussion of the research and policy implications, with an emphasis on mobilizing efforts to normalize mental health discussion in correctional workplaces, bolstering peer support resources, and collaboration, and assessing the limited organizational supports available to struggling staff.

Front Psychol.. 2023 Jan 4:13:1026821. doi: 10.3389/fpsyg.2022.1026821. eCollection 2022.

By Matthew S. Johnston, Rosemary Ricciardelli and Laura McKendy

Researchers illuminate the mental health plight of correctional workers by demonstrating a high prevalence of mental health disorders among the group. yet, structural barriers persist in preventing correctional staff from accessing treatment and support—barriers that may result in more prolonged and pronounced symptoms. we consider correctional staff perspectives on how mental health policies at the organizational level can foster better well-being outcomes for employees. Data are drawn from open-ended survey responses from provincial and territorial correctional employees (N = 870) in Canada. Responses collectively highlight the need for a correctional staff mental health paradigm that reflects the sources of stress among correctional workers, including access to specialized mental health services that are easily accessible, immediately available, and comprehensive in nature. Additional aspects of the work environment were identified as venues for important change, including improvements in work and schedule structures, improved manager–staff relations, and changes to the physical environment.

CRIMINAL JUSTICE AND BEHAVIOR, 2022, Vol. 49, No. 7, July 2022, 951–970.

By Jingxuan Zhao; Jessica Star; Xuesong Han, et al

IMPORTANCE People with a history of incarceration may experience barriers in access to and receipt of health care in the US. OBJECTIVE To examine the associations of incarceration history and access to and receipt of care and the contribution of modifiable factors (educational attainment and health insurance coverage) to these associations. DESIGN, SETTING, AND PARTICIPANTS Individuals with and without incarceration history were identified from the 2008 to 2018 National Longitudinal Survey of Youth 1979 cohort. Analyses were conducted from October 2022 to December 2023. MAIN MEASURES AND OUTCOMES Access to and receipt of health care were measured as self reported having usual source of care and preventive service use, including physical examination, influenza shot, blood pressure check, blood cholesterol level check, blood glucose level check, dental check, and colorectal, breast, and cervical cancer screenings across multiple panels. To account for the longitudinal study design, we used the inverse probability weighting method with generalized estimating equations to evaluate associations of incarceration history and access to care. Separate multivariable models examining associations between incarceration history and receipt of each preventive service adjusted for sociodemographic factors; sequential models further adjusted for educational attainment and health insurance coverage to examine their contribution to the associations of incarceration history and access to and receipt of health care. RESULTS A total of 7963 adults with 41 614 person-years of observation were included in this study; of these, 586 individuals (5.4%) had been incarcerated, with 2800 person-years of observation (4.9%). Compared with people without incarceration history, people with incarceration history had lower percentages of having a usual source of care or receiving preventive services, including physical examinations (69.6% vs 74.1%), blood pressure test (85.6% vs 91.6%), blood cholesterol level test (59.5% vs 72.2%), blood glucose level test (61.4% vs 69.4%), dental check up (51.1% vs 66.0%), and breast (55.0% vs 68.2%) and colorectal cancer screening (65.6% vs 70.3%). With additional adjustment for educational attainment and health insurance, the associations of incarceration history and access to care were attenuated for most measures and remained statistically significant for measures of having a usual source of care, blood cholesterol level test, and dental check up only. CONCLUSIONS AND RELEVANCE The results of this survey study suggest that incarceration history was associated with worse access to and receipt of health care. Educational attainment and health insurance may contribute to these associations. Efforts to improve access to education and health insurance coverage for people with an incarceration history might mitigate disparities in care.

JAMA Health Forum. 2024;5(2):e235318. doi:10.1001/jamahealthforum.2023.5318

By Valerie A. Clark and Grant Duwe

Research from the past few decades has highlighted the long- and wide-reaching effects of adverse childhood experiences (ACEs). These experiences can negatively affect mental and physical health, as well as behaviors and interpersonal relationships well into adulthood. While it is generally understood that ACEs are prevalent in correctional populations, no prior studies have measured this issue using a large representative and racially and ethnically diverse sample of both male and female adult correctional populations in the United States. The data used for this study were collected via an assessment administered to more than 2,100 adults in Minnesota’s prison system. Descriptive findings revealed that multiple and varied forms of ACEs were common in the histories of this state’s incarcerated population, particularly among females and incarcerated persons who identified as Black, White/non-Hispanic, and American Indian/Alaskan Native. The multivariate results revealed that past exposure to ACEs increased the likelihood and speed of disciplinary convictions after admission to prison for males, but not for females. Overall, the results underscored the importance of assessing for responsivity factors upon admission to prison, including ACEs.

St. Paul, Minnesota: Minnesota Department of Corrections, 2024. 35p.

By Susan McNeeley, Mark Morgan and Matthew W. Logan , et al.

The physiological effects of imprisonment are well-documented and include a heightened risk for various forms of mortality post-release. The incarceration-mortality nexus does not apply equally to all groups, however, and research shows that some demographics (i.e., vulnerable populations) confer a greater likelihood of death. In the current study, we analyze correctional data over a 10-year period (2010-2019; n = 36,716) from Minnesota to assess the extent to which formerly incarcerated military veterans differ from non-veterans in their relative risk of mortality, net of relevant control variables. We also examine whether specific risk factors for post-release mortality differ between these groups. Findings indicate that veteran status is not a significant predictor of all-cause, natural, or unnatural mortality among released offenders, though several notable within-group differences were observed. Policy implications of the current study are discussed in relation to the provision of veteran-centric healthcare services and directions for future research are given.

St. Paul, MN Department of Corrections , 2023. 27p

By The Reducing Reoffending Third Sector Advisory Group (RR3)

   The Reducing Reoffending Third Sector Advisory Group (RR3) provides the key interface between the voluntary sector, and the Ministry of Justice (MoJ) and His Majesty’s Prison and Probation Service (HMPPS), in order to increase mutual understanding and build a strong and effective partnership. The group is made up of senior leaders from the voluntary sector and meets quarterly with civil servants to provide guidance and feedback on MoJ policy developments. The RR3 convenes Special Interest Groups (SIGs) to advise on specific areas of policy and practice as the need arises. This Employment SIG has focused on the barriers to employment faced by people, both in prison and on their release into the community. This focus has been caveated with the acknowledgement that there are many people in prison who require additional, pre-employment support in order that they can gain the skills and the confidence that they need to secure employment at an appropriate juncture. For this group, the focus has been not on the immediate steps needed to secure employment, either in prison or in the community, but on addressing more complex needs that present obstacles to gaining employment in the future. Following an introduction into the current employment situation faced by people leaving prison and recent initiatives implemented in prisons to boost employment outcomes, the paper focuses on the following areas: 1) Prison workshops 2) The financial security of people in prison 3) Employer and training provider engagement 4) Addressing complex needs 5) Service coordination

Suffolk, UK: Clinks. 2024, 17pg

By Rachael Arietti 

Purpose

Real-Time Crime Centers (RTCCs) integrate a variety of technologies and information with the goal of helping police to more efficiently identify and respond to crime. A growing number of law enforcement agencies have implemented RTCCs in recent years, but few studies have evaluated their impact on crime control or investigative outcomes. This study uses a quasi-experimental design to examine whether RTCCs improve rates of case clearance for violent, property, and overall crime in Chicago, IL.

Methods

RTCCs were established in different police districts over the course of a three-year period. Difference-in-differences estimation with Poisson panel regression models are used to estimate the effect of RTCCs on case clearance, while controlling for other policing factors and neighborhood characteristics that may influence case clearance at the district level.

Results

On average, RTCCs were associated with a 5% increase in clearance rates for violent crime (IRR = 1.05, p = .004), a 12% increase for property crime (IRR = 1.12, p = .003), and an 11% increase for overall crime (IRR = 1.11, p < .001). These findings were robust across various model specifications.

Conclusions

RTCCs may provide investigative benefits to police through the integration of technologies and data, thus enhancing case solvability.

Journal of Criminal Justice, Volume 90, January–February 2024, 102145

By Tom Smith

Deprivation of liberty as part of the criminal process is always a significant step, and arguably even more so when the person so deprived has not yet been convicted of an offence. Remand decision making – that is, granting bail or requiring detention of a defendant prior to trial – in the courts of England and Wales is a common and important part of modern criminal procedure, yet has been under-examined in the last two decades. This article presents some of the findings of the first empirical study of remand law and practice in this jurisdiction in many years. It concludes that, notwithstanding that the rate of pretrial detention is comparatively low and practice is broadly in line with domestic and regional standards, there remain significant issues – particularly in relation to the time spent on such decisions and the information provided to courts when considering remands on bail or in custody.

Howard Journal of Crime and Justice Volume60, Issue, March 2021, 29 pages