By Michael Dawes

This thesis analyses the economics of rhino and elephant conservation in light of the recent upsurge in poaching in Africa. Each chapter focuses on a particular component of the new poaching crisis. Chapter One examines the development of market power by poachers and the implications for how owners should use patrols to defend their rhino. A dynamic model is developed and simulated. The owner is the Stackelberg leader, investing in anti-poaching patrols to protect rhino from poaching cartels who strategically compete in a closed-loop Nash Equilibrium ‘game’. Understanding the industrial organisation of cartels is shown to be of paramount importance in designing optimal anti-poaching policy because, perversely, patrol spending works to increase strategic behaviour between cartels. Chapter Two considers whether establishing a legalised trade in rhino horn could benefit conservation. A dynamic model is formulated and simulated. It is found that, even if the institutional arrangements are robust enough to support legalised trade, the economics suggest trade is not guaranteed to improve the conservation prospects of the species. In the absence of private sector speculation, a legalised trade could be used to sustainably conserve a rhino population when extinction would otherwise occur. However, with the introduction of speculation, speculative attack on the remaining stockpile is highly profitable, leading to extinction of the species. Chapter Three determines the consequences of increasingly fragmented conservation policy. A new panel of elephant census data for 1,262 reserves across 37 countries in Africa is used to examine the effect of varying anti-poaching policy across borders. An international border is found to result in an elephant population up to 2.5 times smaller than a reserve without a border. In addition, evidence that poachers arbitrage across reserves is found. The policy consequence is clear: as populations become increasingly fragmented, transfrontier conservation policy becomes more important.

Oxford, UK: St Hugh’s College, University of Oxford, 2018. 186p.

By Lucy Vigne

In much of tropical Africa a breakdown in law and order, corruption and an influx of firearms led to heavy rhino and elephant poaching, especially in the 1970s and 1980s. I collected and analysed data to reveal the collapsing numbers of rhinos in Africa. Although we had general trade information, we needed more understanding of the soaring smuggling and consumption in order to combat it. I carried out extensive fieldwork in the main market at the time: North Yemen (Yemen from 1990). From the 1980s I regularly monitored the trade in rhino horn used for prestigious curved dagger (jambiya) handles, updating information on smuggling routes, prices, and demand. I worked with Yemenis on education campaigns, encouraged substitutes, and assisted policy makers, with Esmond Martin, who was to become my longterm research colleague. In the Indian subcontinent, home to most Asian rhinos, we also worked with officials and local people on strategies to fight rhino poaching and smuggling. And in eastern Asia we surveyed consumer markets for rhino horn used in traditional Oriental medicine to close down illegal trade. Around 2010 demand escalated once again causing serious rhino poaching, this time mainly in South Africa for customers in China and Vietnam, but again information was lacking. I surveyed illegal markets and collected prices of rhino horn, in order to strengthen legislation and enforcement. Demand for elephant ivory also rocketed from about 2010 onwards and we learned newly moneyed undiscerning Chinese consumers were eager to acquire mass-produced ivory items. We carried out market surveys in key illegal African and Asian markets to alert decision makers to control the surge in trafficking and unregulated retail sales, mostly for mainland Chinese. A new Chinese diaspora and the internet encouraged this lucrative trade, fuelled by corruption, mismanagement and apathy in many regions. Human population pressure on valuable natural resources is rising, resulting in climate change and wildlife crime increasing, and biodiversity in wild habitats more threatened, plus spreading zoonotic diseases. Compared with the 1980s there is at last growing attention to these challenges, including wildlife crime, in search of securing nature for a healthier, safer planet.

Oxford, UK: Oxford Brookes University. 2020. 80p.

By Tomomi Kitade and Ayako Toko

Japan was formerly recognized as one of the world’s largest end-use markets for wildlife products, particularly during the height of the national economic boom which lasted throughout the mid-1970s and 1980s. Wildlife products traded to Japan at the time were extensive and wide-ranging, and included everything from animal fur and leather for fashion, exotic animals for pets and zoos, to taxidermy specimens, raw materials for traditional medicine and other traditional manufacturing industries. Rhino horn and elephant ivory, arguably the two symbols of the current illegal wildlife trade crisis, were also traded to Japan in massive quantities until 1980 and 1989, respectively, when international trade bans were introduced pursuant to the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES). For a time Japan ranked as the world’s largest consumer of both rhino horn and elephant ivory, but the market for these products declined significantly over the years, to a point where only a small fraction of the former domestic market remains significant today. This research sheds light on Japan’s wildlife trade history as a case study on the contributing factors that helped reduce the market for rhino horn and elephant ivory. By conducting comprehensive research into these phenomena, this report aims to elucidate the circumstances and drivers for change, in the hope that it may provide useful understanding for the contemporary context in other Asian markets facing problems with wildlife trade. Additionally, this study critically reviewed the status of the current domestic market and regulations to amplify where Japan stands today in terms of the historical and global context and provides recommendations for addressing current issues in Japan, especially in light of severe contemporary global levels of illegal wildlife trade. Because of the holistic approach taken and the historical knowledge required for this study, information was collected and analysed from a wide range of sources. In terms of literature, sources in the Japanese language were especially utilized, including the database of National Diet records and national newspaper archives. Various data relating to trade, production, and socio-economic status, as well as records associated with regulatory schemes, were obtained from many sources including the Japanese government, domestic industry associations, and CITES-related databases (i.e. the CITES Trade Database and the Elephant Trade Information System). Furthermore, critical insights were gathered through a series of stakeholder/expert interviews, especially with industry members who were directly part of the process. Finally, an original consumer survey was conducted in 2014 to gain further understanding of consumer perspectives.

Tokyo: TRAFFIC Japan, 2016. 96p.

Edited by C.D. Spinellis / Nikolaos Theodorakis Emmanouil Billis / George Papadimitrakopoulos.

Volume Ii: Essays In English, German, French, And Italian. Nestor Courakis is Emeritus Professor of Criminology and Penology at the National and Kapodistrian University of Athens, Faculty of Law and a full-time Professor at the University of Nicosia.

Athens: ANT. N. Sakkoulas Publishers L.P , 2017. 1899p.

Edited by Carol Hagemann-White, Liz Kelly, Thomas Meysen

This book offers insights and perspectives from a study of “Cultural Encounters in Intervention Against Violence” (CEINAV) in four EU-countries. Seeking a deeper understanding of the underpinnings of intervention practices in Germany, Portugal, Slovenia and the United Kingdom, the team explored variations in institutional structures and traditions of law, policing, and social welfare. Theories of structural inequality and ethics are discussed and translated into practice

Leverkusen-Opladen: Verlag Barbara Budrich, 2019. 282p.

By Florian Weigand

Exploring the links between armed conflict and transnational crime, Florian Weigand builds on in-depth empirical research into some of Southeast Asia’s murkiest borders. The disparate voices of drug traffickers, rebel fighters, government officials and victims of armed conflict are heard in Conflict and Transnational Crime, exploring perspectives that have been previously disregarded in understanding the field.

Cheltenham, UK; Northampton MA: Edward Elgar Publishing, 2020. 176p

Edited by Gjalt de Graaf , Patrick von Maravić. and Pieter Wagenaar

Money makes the world go round - corruption The book presents the state of the art in studying the causes of corruption from a comparative perspective. Leading scholars in the field of corruption analysis shed light on the issue of corruption from different theoretical perspectives. Understanding how different theories define, conceptualize, and eventually deduce policy recommendations will amplify our understanding of the complexity of this social phenomenon and illustrate the spectrum of possibilities to deal with it analytically as well as practically.

Opladen & Farmington Hills, MI. Barbara Budrich Publishers. 2010. 207p.

By Nigel Davidson

In 2017 it will be Australia’s turn to chair the Kimberley Process Certification Scheme (KP), an international organisation set up to regulate the trade in diamonds. Diamonds are a symbol of love, purchased to celebrate marriage, and it is therefore deeply ironic that the diamond trade has become linked with warfare and human rights violations committed in African producer countries such as Sierra Leone, the Democratic Republic of Congo and, more recently, Zimbabwe and Angola. In their quest for diamonds, or by using diamonds to purchase weapons, armed groups in these countries have engaged in recruiting child soldiers, amputating limbs, and committing rape and murder. In response to the problem, the international community, non-governmental organisations and key industry players such as De Beers combined forces to create the Kimberley Process in 2002. The KP uses an export certificate system to distinguish the legitimate rough diamond trade from so-called ‘blood diamonds’, which are also known as ‘conflict diamonds’. This book considers the extent to which the KP, supported by other agencies at the international and national levels, has been effective in achieving its mandate. In so doing, it presents an original model derived from the domain of regulatory theory, the Dual Networked Pyramid, as a means of describing the operation of the system and suggesting possible improvements that might be made to it. Nigel Davidson spoke with 936 ABC Hobart about what Australia can do to help stop blood diamonds.

Canberra: Australian National University Press, 2016. 330p.

By Elleman, Bruce A. and Paine, S.C.M

The sixteen case studies in this book reflect the extraordinary diversity of experience of navies attempting to carry out, and also to eliminate, commerce raiding. Because the cases emphasize conflicts in which commerce raiding had major repercussions, they shed light on when, how, and in what manner it is most likely to be effective. The authors have been asked to examine the international context, the belligerents, the distribution of costs and benefits, the logistical requirements, enemy countermeasures, and the operational and strategic effectiveness of these campaigns.

Newport, RI: U.S. Naval War College Press, 2010. 277p.

By Daniel Mejía

No one can deny that Colombia has worked tirelessly to fight illegal drug production, trafficking, and organized crime groups linked to these activities. Since 1994, more than two million hectares of coca have been sprayed with glyphosate, 1,890 metric tons of cocaine have been seized, and 28,344 coca leaf processing laboratories have been destroyed. The costs that Colombia has paid in this “war” are very high. Since 2000, the country—with partial funding from the U.S. government—has invested more than US$1.2 billion, or about 1 percent of the country’s gross domestic product (GDP), per year into the military component of Plan Colombia.1 However, the costs have not solely been public financial resources. More than 57,000 Colombians are estimated to have been killed between 1994 and 2008 as a consequence of growing illegal drug markets and resulting confrontations between drug trafficking organizations (DTOs) and the Colombian government during the war on drugs.2 This translates into approximately 3,800 additional homicides (or about 25 percent of total homicides) per year from drug-related violence alone. Yet despite such enormous investments and costs, Colombia continues to be a key producer and trafficker of illicit drugs, and in particular of cocaine.

Washington DC: Brookings Institute, 2016. 17p.

By John Alexander

In this monograph, Dr. Alexander sets the stage with a brief historical account of how maritime piracy has evolved over the centuries to its current state: a vast enterprise whose increasing profitability has attracted a confluence of nefarious actors including warlords and international criminal organizations. Dr. Alexander speculates on the potential for intersection between pirates and ideological terrorist movements such as al-Qaeda and Associated Movements. Such a future would significantly elevate the stakes in a U.S. whole-of-government counter-piracy response. What role should the U.S. military, and Special Operations Forces (SOF) in particular, play in addressing the global issue of maritime piracy? Dr. Alexander points out many of the thorny legal considerations that contextually color any efforts to address counter-piracy and notes that the best solution to criminal acts occurring hundreds of miles at sea may in fact lie with efforts, including the use of SOF, to improve the security apparatus on shore.

MacDill Air Force Base, Florida: Joint Special Operations University Press. 2013. 102p

Edited by William Mendel and Peter McCabe

In April 2015, military and civilian personnel from Canada, Mexico, and the United States came together at Colorado Springs, Colorado, for a symposium hosted by U.S. Special Operations Command-North and facilitated by Joint Special Operations University and Canadian Special Operations Forces Command. Their task was to examine the role of Special Operations Forces (SOF) in combating transnational organized crime (TOC). The panelists and plenary participants set to work considering a wide range of issues attending to the TOC threat. After the Symposium concluded, panelists and speakers synthesized the results of their research and panel discussions in articles for publication—those articles are found in the chapters of this report of proceedings. The implication for SOF is they must continue to train to meet the strategic challenges ahead. This will require forward-deployed units that are engaged with their counterparts in host countries because TOC is both a threat to, and a result of, weak, emerging democratic governments that benefit from engagement. Readiness to conduct all SOF core activities will remain a priority.

MacDill AFB, FL: Joint Special Operations University Press, 2016. 204p.

By Elleman, Bruce A.; Forbes, Andrew; and Rosenberg, David

As modern nation-states emerged from feudalism, privateering for both profit and war supplemented piracy at the margins of national sovereignty. More recently, an ocean enclosure movement under the aegis of the United Nations Convention on the Law of the Sea 1982 has granted states access to maritime resources far beyond their territorial limits.

Newport, RI: U.S. Naval War College Press, 2010. 277p.

By Rodriguez, M., M. Pascual, J. Wingard, N. Bhatri, A. Rydannykh, A. Russo, J. Janicki

Sharing up to 98% of human DNA, great apes are our closest relatives on earth. Human activities, however, pose serious challenges to their survival and threaten them with extinction. Expansion of the agricultural frontier into tropical forests, and poaching, driven by lucrative illegal markets for pets and bush meat, are the main forces cited for their population declines.1 Meanwhile, in some parts of the world, people are eager to have baby chimps at home; others attend great ape ‘boxing matches’; while others are looking for that ‘Instagram-able’ moment with a captive great ape. Regardless of the kinds of demand for great apes, we are losing thousands to illegal trade in these species every year. The exact number is unknown due to the illegal nature of the trade, but the UN Environment Programme estimates that no fewer than 3,000 great apes are taken from the wild each year. 2 Because of these high losses and continuing population declines, the International Union for Conservation of Nature (IUCN) lists great apes and gibbons as either endangered or critically endangered on its Red List of Threatened Species. These categories denote species that are “very likely” to become extinct in the wild or face an “extreme high risk” of extinction, respectively. There are seven species of great apes (excluding humans), divided into four genera – gorillas, orangutans, chimpanzees and bonobos. They inhabit areas of central Africa and South East Asia, and tend to live in humid mountainous areas and forests. Gibbons, part of the family of lesser apes, comprise 16 species, all of which are native to the tropical and subtropical forests of South East Asia.

Missoula, MT: Legal Atlas, 2018. 191p.

By James Wingard and Maria Pascual

Anti-money laundering (AML) laws have the potential to play a crucial, game-changing role in transforming wildlife trafficking from a low-risk/high-reward to a high-risk environment. Yet despite the 2017 UN Resolution callings on countries to leverage AML laws in the fight against wildlife trafficking, they remain under-utilised. Investigations and prosecutions in the case of wildlife-trafficking crimes still rely primarily on charges for poaching or trafficking, while money-laundering crimes are mostly overlooked. There are several reasons for this, one of them being the degree to which wildlife crimes constitute a predicate offence. This paper reviews the AML laws from 110 jurisdictions from the Legal Atlas online platform to determine their applicability to illegal wildlife trade (IWT) crimes, showing positive results for 64 out of the 110 countries. The paper also flags some more general challenges that may hinder the application of such AML laws.

Missoula, MT: Legal Atlas, 2019. 29p.

By Melissa Arias

In recent years, the illegal trade in jaguars has become a growing concern for the conservation of the species, following academic, media and NGO reports suggesting the emergence of international trafficking to China, and the existence of thriving domestic markets for jaguar body parts across the range. Jaguar hunting, and the use and trade in their body parts have a long history in Latin America, tied to the traditional practices and belief systems of past and current indigenous and mixed-ethnicity societies. Through most of the 19th and 20th centuries, jaguars were hunted at commercial scales for their skins, to supply the fashion industry in Europe and North America. The listing of jaguars under Appendix I of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) in 1975, which prohibits international commercial trade, along with the establishment of national hunting laws,successfully put an end to commercial-scale international trade in jaguars. Since then, illegal trade became a minor concern amidst a larger set of threats facing the species, including habitat loss, fragmentation and increased conflict with humans over real or perceived livestock depredation. After nearly five decades since their listing under CITES, recent findings suggesting that the demand for jaguar body parts is expanding to other continents, particularly Asia, have raised concerns about the potential impacts of illegal trade on the survival of the species. These concerns have translated into conservation actions at the national and international level, including CITES Decisions 18.251 to18.253 on Jaguars (Panthera onca), adopted at the 18th meeting of the Conference of the Parties to CITES held in Geneva, Switzerland in August 2019. In accordance with Decision 18.251, the CITES Secretariat commissioned this study to: i) map illegal trade in the jaguar throughout its range, including poaching, trade pathways and networks, and main markets that are driving this trade, and how it is connected to other wildlife trafficking activities in the region; ii) analyse the uses of jaguar specimens, both within range states and in international markets, as well as the extent to which illegally-sourced jaguar products are entering international trade; iii) analyse the modus operandi associated with illegal trade in jaguar specimens and possible drivers of this activity; and iv) characterize the overall impact of illegal trade on jaguar populations throughout the species’ range. Jaguars have a wide distribution, from the South-western United States to northern Argentina, covering 8.42 million km² across 19 countries (de la Torre et al., 2017). Despite being a highly charismatic species, their population status is poorly understood and their abundance estimates vary greatly. Jaguars are classified as Near Threatened under the IUCN Red List. However, most jaguar subpopulations with the exception of the Amazon subpopulation (including parts of the Pantanal, Yungas and Chaco biomes), have been assessed as Endangered or Critically Endangered due to their small size, isolation and deficient protection (de la Torre et al., 2017). The threats to jaguars are increasing, with deforestation growing inside and outside protected areas, driven by the expansion of agriculture, cattle ranching, and human infrastructure. These threats have synergistic impacts on jaguars by increasing access of poachers into remote areas, reducing prey abundances, and increasing the risk of human-jaguar conflict. Targeted poaching of jaguars for the illegal commercial trade adds to the pressures that jaguars are already facing, and may affect the survival of sub-populations that are at critical risk of extinction. Understanding the scale, characteristics and impacts of this growing threat to jaguars is essential to design and implement Decision 18.252, in particular paragraphs c) to g) as well as other effective jaguar conservation actions.

Geneva, SWIT: Convention On International Trade In Endangered Species Of Wild Fauna And Flora (CITES) , 2021. 141p.

By Irvin Kerman

The Guiana’s ecosystems provide habitats to over 4,500 species of flowering plants, 660 species of birds, 300 species of freshwater fishes, 180 species of mammals, 150 species of reptiles and 90 species of amphibians. Of great significance in the Guianas is the large number of wild fauna and flora that are unique to the region. Amongst these are species that are globally in decline but have found safe refuge in the Guianas’ wilderness and are flourishing. Other species are simply endemic to the region, being found in very few other areas of the planet. Amongst the very special species found in the Guianas is the jaguar, Panthera onca, the largest cat of South America. As with species like the giant river otter, Pteronura brasiliensis, the arapaima, Arapaima gigas, black caiman Melanosuchus niger, and giant anteater, Myrmecophaga tridactyla, the jaguar requires an extensive territory to survive and has found this in the Guianas. The extremely low population of humans, most of whom live along the coast, make the Guianas very attractive for forest cats whose migratory behaviour necessitates their having extensive wilderness areas as habitats. Another character that has helped make the Guianas attractive to forest cats has been the general respect and or fear that persons of the region have always had for the species. The jaguar, and many of its smaller relatives such as the jaguarundi, Herpailurus yagouaroundi, ocelot, Leopardus pardalis and the oncilla, Leopardus tigrinus, have rarely ever had to face the threat of targeted exploitation. Human – wildlife conflicts have, in the past, been limited to accidental encounters within the territory of the animals. However, from recent reports to WWF, this situation is feared to have changed. Several species of wildlife are exported annually from Suriname and Guyana to the US, Europe and Japan. Some of these species, particularly birds and wild plants, are also the subject of domestic trade. Globally, illegal and/or excessive trade remains a very significant impediment to the survival of many species. Both Guyana and Suriname have a legal international trade, with export quotas being set per species, based on population estimates and relative abundances worldwide. The quotas also reflect the listing of the species under international conventions. However, the jaguar does not belong to this list of species approved for exploitation. The jaguar is classified by all countries of the Guianas as being endangered and thus in need of protection. This means that it is illegal to target and hunt the species, whether for export, recreation, the domestic pet trade, or for bushmeat. There are only a few exceptions where special provisions are made for capture and shipment for education, exhibition and research to zoological parks, museums and wildlife reserves.

Guianas: WWF Guianas, 2010. 14p.

By Esmond Martin and Lucy Vigne

China is the largest importer by weight of illegal ivory in the world (Milliken, et al. 2009). In response the government of China took steps to reduce this illegal ivory trade in 2004 by introducing an official identification card for each ivory item sold in registered shops. China was then approved by CITES to buy tusks from the southern African ivory auctions in 2008; Chinese traders bought 62 tonnes. In January 2011 we surveyed ivory factories and retail outlets in Guangzhou, the largest city in southern China and an important ivory centre, and in Fuzhou, a city famous for carving. According to a factory owner in Fuzhou, in 2010 he paid on average USD 455/kg for government-owned 1-5kg tusks with a range of USD 303- 530/kg. Similarly, privately-owned raw ivory in 2010 was USD 750/ kg, according to various sources. Siberian mammoth high quality tusks were around USD 400/kg in 2010 wholesale in China.

London: Elephant Family, The Aspinall Foundation and C Woking, Surrey Woking, Surrey olumbus Zoo and Aquarium, 2011. 20p.

By Wildlife Justice Commission

The report ‘Operation Dragon: Revealing new evidence on the scale of corruption and trafficking in the turtle and tortoise trade’ describes in detail the results of the Operation and how the intelligence and evidence gathered by the Wildlife Justice Commission investigators provided an in-depth understanding of individual roles and network dynamics, enabling law enforcement agencies to target the most prolific criminals in a time-critical manner.

New York: WJC, 2018. 46p.

By United Nations Environment Programme

The publication takes stock and gives a ‘gap analysis’ of the current status of institutions and legal frameworks relating to the regulation of licit trade, and the prevention, detection and penalization of illicit trade, in wildlife and forest products. It also highlights useful components of existing instruments and possible issues with the content of those instruments, which could benefit from future attention by the executive, legislative and judicial branches of national governments.

Nairobi: UNEP, 2018. 73p.